RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• G•••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Nov 30, 2021 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedOct 12, 2017 to Nov 9, 2021 · Bisbee, Az
- U••• F•••••••• P••••••• S••••••• formerMay 29, 2007 to Jul 24, 2014 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 30, 2006 to Apr 17, 2007 · Scottsdale, Az
- L•• F•••••••• L•• to C•••••• I••••••••• A•••••••• L••left Nov 9, 2021, registered Nov 30, 2021 (21 days) · Affiliated broker-dealer or bank to independent RIA
- U••• F•••••••• P••••••• S••••••• to L•• F•••••••• L••left Jul 24, 2014, registered Oct 12, 2017 (1176 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• F•••••••• P••••••• S•••••••left Apr 17, 2007, registered May 29, 2007 (42 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address