DFX Intelligence

M•••••• E••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

M•••••• E••••• M•••••••

Advisor at G•••••• S••••• W••••• M••••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:ae011f22-46f1-2474-6e44-d3b2b76309e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S••••• W••••• M••••••••• L••	Independent wealth	Nov 19, 2021	n/a	yes	OVERLAND PARK, KS	Current employment
S•••••••• A•••• G••••	Former SEC adviser	May 8, 2017	Sep 11, 2020	no	Oakbrook Terrace, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••• G••••	G•••••• S••••• W••••• M••••••••• L••	Sep 11, 2020	Nov 19, 2021	434	Firm change after gap	RIA to RIA
C••••••• P•••••••	S•••••••• A•••• G••••	May 8, 2017	May 8, 2017

Relationships

Registered with (9)

→ G•••••• S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 19, 2021 to presentfactForm ADV
→ S•••••••• A•••• G••••Registered adviserregistration: previous registration
May 8, 2017 to Sep 11, 2020factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Oct 1, 2013 to May 8, 2017factForm ADV
→ W••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae011f22-46f1-2474-6e44-d3b2b76309e6
First observed: Sep 17, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.