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S•••• M••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S•••• M••• B••••••••

Advisor at D•••• W••••• A•••••••

South Jordan, UT | LEHI, UT

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Search this name across graphsid dfx:ria:9335dc0e-7ba4-7a06-8c71-e6ae41a925ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• W••••• A•••••••	Independent wealth	May 14, 2026	n/a	yes	South Jordan, UT\|LEHI, UT	Current employment
A•••••• C•••••• L••	n/a	Jun 19, 2020	Jan 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• C•••••• L••	D•••• W••••• A•••••••	Jan 10, 2025	May 14, 2026	489	Firm change after gap	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	A•••••• C•••••• L••	Jun 3, 2020

Relationships

Registered with (9)

→ D•••• W••••• A•••••••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ A•••••• C•••••• L••Registered adviserregistration: previous registration
Jun 19, 2020 to Jan 10, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 13, 2019 to Jun 3, 2020factForm ADV
→ H••••• I••••••••• A•• P•••••••• L••

Dated events

Occurred
Jan 10, 2025
Advisor changed firm
S•••• M••• B•••••••• left A•••••• C•••••• L•• for D•••• W••••• A••••••• (registered 2026-05-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9335dc0e-7ba4-7a06-8c71-e6ae41a925ab
First observed: Sep 3, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.