DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••••• W••••• M•••••••••
ARDEN HILLS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••••• W••••• M••••••••• | Bd affiliated wealth | Jul 21, 2025 | n/a | yes | ARDEN HILLS, MN|ARDEN HILLS, MN | Current employment |
| V•••••••• B••••• F•••••••• P••••••• | Independent wealth | Sep 3, 2024 | May 5, 2025 | no | NEW BRIGHTON, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••••• B••••• F•••••••• P••••••• | G••••••• W••••• M••••••••• | May 5, 2025 | Jul 21, 2025 | 77 | Firm change | RIA to ibd |
| A••••••••• F•••••••• S•••••••• L•• | V•••••••• B••••• F•••••••• P••••••• | Jun 11, 2024 | Sep 3, 2024 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 6, 2023 | Jun 11, 2024 | no | HOUSTON, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 15, 2022 | Jan 17, 2023 | no | New Richmond, WI|Miamisburg, OH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 15, 2020 | Dec 1, 2021 | no | Osseo, MN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 21, 2019 | Mar 19, 2020 | no | SAVAGE, MN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 30, 2010 | Sep 12, 2019 | no | MINNEAPOLIS, MN|Minneapolis, MN | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jan 4, 2008 | Jul 28, 2010 | no | MINNEAPOLIS, MN | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Oct 17, 2005 | Nov 19, 2007 | no | MINNEPOLIS, MN|Edina, MN | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 29, 2003 | Oct 6, 2005 | no | EAGAN, MN | Previous registration |
| 84 |
| Firm change |
| Ibd to RIA |
| W•••• F•••• I••••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Jul 28, 2010 | Jul 30, 2010 | 2 | Firm change | Other |
| T• A••••••••• I••• | W•••• F•••• I••••••••• L•• | Nov 19, 2007 | Jan 4, 2008 | 46 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | T• A••••••••• I••• | Oct 6, 2005 | Oct 17, 2005 | 11 | Firm change | Other |