DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jfg Family Office
Legal name Johnson Financial Group LLC
Latest filing May 4, 2026
First filing on the tape Jan 30, 2012 · 46 filings
SEC status approved since Mar 7, 2014
RAUM
$4.5B
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
99%
$4.5B individuals and HNW
Advisors
35
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
62
35 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$4.5B as of May 4, 2026
Jan 30, 2012$51.1M then
HNW client RAUM$4.5B as of May 4, 2026
Mar 8, 2018$822M then
State-registered IARs (5.B.3)38 as of May 4, 2026
Jan 30, 20120 then
Employees (5.A)62 as of May 4, 2026
Jan 22, 201515 then
Private funds1 as of May 4, 2026
Mar 22, 20221 then
RAUM +65% over the last fiscal year+31% a year over threeIARs 30 to 38offices 1 to 2
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $29.2MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 11.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- +27%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.4B, 156 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.5B99%
- Charitable organizations$20.8M0.5%
- Pooled investment vehicles$5.4M0.1%
- Individuals$5.1M0.1%
- Individual clients
- 8reported
- HNW clients
- 154reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,745reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 156 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
35 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brandon Carroll JohnsonChartered Financial Analyst | Denver, Co | Apr 22, 2003 | 24 y | 1 |
| Robert Lloyd Lawrence | Denver, Co | Jan 15, 2013 | 14 y | 1 |
| Eric Stephen AdamsChartered Financial Analyst | Denver, Co | Oct 24, 2013 | 13 y | 1 |
| Leland Lyon Moyer | Denver, Co | Jan 26, 2015 | 20 y | 2 |
| Albert Wayne Williams | Denver, Co | Jan 29, 2016 | 32 y | 1 |
| Aidan James Kelly Scott | Denver, Co | Nov 1, 2016 | 10 y | 1 |
| Madeleine Paige Heringer | Denver, Co | Mar 7, 2017 | 10 y | 1 |
| Rachel Comet Mckiernan | Denver, Co | Jan 26, 2018 | 15 y | 1 |
| Laura Kay Peterson | Denver, Co | Dec 10, 2018 | 23 y | 4 |
| Keri Anne Neujahr | Denver, Co | Sep 29, 2020 | 10 y | 1 |
| Krista RutzCertified Financial Planner | Denver, Co | Oct 19, 2021 | 11 y | 1 |
| Nicole Alysse Caizzo | Denver, Co | Nov 24, 2021 | 11 y | 2 |
| Kaley Kris | Denver, Co | Feb 14, 2022 | 10 y | 1 |
| Mark Peter McconnellCertified Financial Planner | Arlington, Va | Jul 1, 2022 | 21 y | 3 |
| Thomas Lee Batcha | Denver, Co | Jul 27, 2022 | 10 y | 2 |
| Bryant Hicks | Denver, Co | Dec 19, 2022 | 13 y | 1 |
| Sean Vincent JanniCertified Financial Planner, Chartered Financial Analyst | Denver, Co | Jan 18, 2023 | 10 y | 3 |
| Mark Donathan Monson | Denver, Co | Jan 26, 2023 | 9 y | 1 |
| Nicholas James Tabor | Denver, Co | Feb 22, 2023 | 10 y | 1 |
| Brendan Michael CastlemanChartered Financial Analyst | Denver, Co | Mar 8, 2023 | 11 y | 2 |
| Tiffani N PorterCertified Financial Planner | Denver, Co | Jul 20, 2023 | 14 y | 1 |
| Maxwell Harris BastienChartered Financial Analyst | Denver, Co | Jul 8, 2024 | 12 y | 1 |
| Jessica K. MargetsonCertified Financial Planner | Denver, Co | Aug 2, 2024 | 15 y | 3 |
| Fergus Hall | Arlington, Va | Apr 2, 2025 | 10 y | 2 |
| Benjamin LloydChartered Financial Analyst | Denver, Co | Apr 17, 2025 | 10 y | 2 |
| Dana Claire Mcnulty | Denver, Co | Apr 21, 2025 | 11 y | 1 |
| Fabienne Tremblay-Parent | Arlington, Va | Jun 6, 2025 | 12 y | 3 |
| Emily Johnson | Denver, Co | Sep 11, 2025 | 14 y | 1 |
| Griffin Hamrick | Denver, Co | Dec 4, 2025 | 12 y | 1 |
| Esteban Ignacio Missura Donoso | Denver, Co | Dec 22, 2025 | 10 y | 1 |
| Ashlie Marie Helgeland | Denver, Co | Dec 23, 2025 | 12 y | 1 |
| Brandon Hane | Denver, Co | Jan 2, 2026 | 12 y | 1 |
| William Stanley NeelyCertified Financial Planner | Dallas, Tx | Feb 17, 2026 | 10 y | 1 |
| Devin Patrick ArguinchonaChartered Financial Analyst | Denver, Co | Mar 18, 2026 | 12 y | 0 |
| Patrick Cain CrawfordChartered Financial Analyst | Denver, Co | May 6, 2026 | 11 y | 0 |
Advisor movement
5 left, 5 joined in 12 months
net 0 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount6 left over 36 months
Left, latest
- Tara Juliette Kravas to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 17, 2026 · RIA to wirehouse
- James Blair Callahan to Cerity Partners LLCJul 28, 2026 · RIA to RIA
- Edward Simon to &PartnersApr 20, 2026 · RIA to RIA
- Samuel Owen Rice to Unique Wealth, LLCApr 2, 2026 · RIA to RIA
- Joseph Masino to Jfg Wealth Management, LLCJan 29, 2026 · RIA to RIA
- Nicholas Holland Kral to Jfg Wealth Management, LLCJul 10, 2024 · RIA to RIA
- Hunter William Steadley to Jfg Wealth Management, LLCApr 5, 2021 · RIA to RIA
- Matthew Thomas Gray to Janiczek Wealth ManagementNov 20, 2014 · Other
- Jonathan Kien Duong to Wealth Engineers, LLCAug 8, 2013 · Other
Joined, latest
- William Stanley Neely from Tolleson Private Wealth ManagementFeb 17, 2026 · RIA to RIA
- Brandon Hane from Jfg Wealth Management, LLCJan 2, 2026 · RIA to RIA
- Ashlie Marie Helgeland from Jfg Wealth Management, LLCDec 23, 2025 · RIA to RIA
- Esteban Ignacio Missura Donoso from Jfg Wealth Management, LLCDec 22, 2025 · RIA to RIA
- Griffin Hamrick from Jfg Wealth Management, LLCDec 4, 2025 · RIA to RIA
- Emily Johnson from Jfg Wealth Management, LLCSep 11, 2025 · RIA to RIA
- Joseph Masino from Pennington Partners & Co., LLCAug 13, 2025 · RIA to RIA
- Fabienne Tremblay-Parent from Alliancebernstein L.P.Jun 6, 2025 · Other
- Dana Claire Mcnulty from Jfg Wealth Management, LLCApr 21, 2025 · RIA to RIA
- Benjamin Lloyd from Jfg Wealth Management, LLCApr 17, 2025 · RIA to RIA
- Fergus Hall from Jfg Wealth Management, LLCApr 2, 2025 · RIA to RIA
- Samuel Owen Rice from Jfg Wealth Management, LLCJan 23, 2025 · RIA to RIA
- Edward Simon from Jfg Wealth Management, LLCDec 13, 2024 · RIA to RIA
- Jessica K. Margetson from Jfg Wealth Management, LLCAug 2, 2024 · RIA to RIA
- Maxwell Harris Bastien from Jfg Wealth Management, LLCJul 8, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 22 joined from Jfg Wealth Management, LLCJan 19, 2026 · Denver, Co · Firm absorbed
- 2 joined from Jfg Wealth Management, LLCJan 19, 2026 · Arlington, Va
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Jfg Fund LLC | Private Equity Fund | $5.4M | 32 | Mar 22, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Marie Lisa Burke · Chief Compliance Officercontrolsince 07/2025 · owns less than 5%
- Cain Patrick Crawford · Managing Directorcontrolsince 01/2026 · owns less than 5%
- F William Dowell · Managing Directorcontrolsince 09/2025 · owns less than 5%
- Bryant Hicks · Director Of Operationscontrolsince 07/2022 · owns less than 5%
- Carroll Brandon Johnson · Elected Manager & Ceocontrolsince 01/2002 · owns less than 5%
- Marie Wendy Johnson · General Counselcontrolsince 01/2016 · owns less than 5%
- Love Mary Koons · Managing Directorcontrolsince 09/2025 · owns less than 5%
- Lloyd Robert Lawrence · Senior Advisorcontrolsince 11/2012 · owns 5% to 10%
- Wayne Albert Williams · Managing Directorcontrolsince 12/2016 · owns 5% to 10%
- Carroll Brandon Johnson · Membercontrolsince 09/2021 · owns 50% to 75% of B&W Holdings LLC
- Marie Wendy Johnson · Membercontrolsince 09/2021 · owns 50% to 75% of B&W Holdings LLC
- Kristin Keffeler · Chief Learning Officersince 12/2021 · owns less than 5%
- Peter Mark Mcconnell · Managing Directorsince 07/2022 · owns less than 5%
Entity owners
- B&W Holdings LLC · Memberdirect · owns 75% or more
- British Colony Investment Company, · Memberdirect · owns 5% to 10%
- British Colony Investment Company, LLC · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Jfg Fund LLCpooled vehicle sponsory
- Jfg Wealth Management, LLCinvestment adviseryRAUM $1.2B
Advisers that list Jfg Family Office as a related person
- 285023 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 35 | 7 | 4 | ||
| Arlington, Va | 4 | 0 | 1 | ||
| Dallas, Tx | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Washington, DC2 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 4, 2026DOWELL, WILLIAM, F (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-03-13 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 4, 2026BURKE, LISA, MARIE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-13 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 4, 2026HICKS, BRYANT (DIRECTOR OF OPERATIONS) appeared on Schedule A between the filings of 2024-03-13 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 4, 2026KOONS, MARY, LOVE (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-03-13 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 4, 2026CRAWFORD, PATRICK, CAIN (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-03-13 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 861.0 to 1,745.0 (+103.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $2,745,499,208 to $4,529,119,285 (+65.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 861 to 1,745Jan 11, 2026 to Mar 30, 2026
- Advisory employees · 30 to 35Jan 11, 2026 to Mar 30, 2026
- Charity clients · unset to 1.0Jan 11, 2026 to Mar 30, 2026
- HNW clients · 47 to 154Jan 11, 2026 to Mar 30, 2026
- Individual clients · unset to 8.0Jan 11, 2026 to Mar 30, 2026
- Assets in custody · $679M to $1.4BJan 11, 2026 to Mar 30, 2026
- Employees · 47 to 62Jan 11, 2026 to Mar 30, 2026
- Insurance-licensed employees · 30 to 0Jan 11, 2026 to Mar 30, 2026
- Financial planning clients · 51-100 to 101-250Jan 11, 2026 to Mar 30, 2026
- State-registered IARs · 30 to 38Jan 11, 2026 to Mar 30, 2026
- Other offices · 1 to 2Jan 11, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $2.5BJan 11, 2026 to Mar 30, 2026
- HNW RAUM · $2.7B to $4.5BJan 11, 2026 to Mar 30, 2026
- Individual RAUM · unset to 5053322.0Jan 11, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $1.4B to $2.1BJan 11, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $4.6M to $5.4MJan 11, 2026 to Mar 30, 2026
- RAUM · $2.7B to $4.5BJan 11, 2026 to Mar 30, 2026
- Related adviser · true to falseJan 11, 2026 to Mar 30, 2026
- Wrap assets (manager) · 0.0 to unsetJul 10, 2025 to Aug 13, 2025
- Wrap assets (sponsor) · 16751299.0 to unsetJul 10, 2025 to Aug 13, 2025
- Business name · JOHNSON FINANCIAL GROUP LLC to JFG FAMILY OFFICEMar 27, 2025 to Jul 10, 2025
- Financial planning clients · 51-100 to 51-100Mar 27, 2025 to Jul 10, 2025
- Accounts · 788 to 861Dec 12, 2024 to Mar 27, 2025
- Advisory employees · 26 to 30Dec 12, 2024 to Mar 27, 2025
- Advisory activities · 6 to 5Dec 12, 2024 to Mar 27, 2025
- Charity clients · 1.0 to unsetDec 12, 2024 to Mar 27, 2025
- HNW clients · 45 to 47Dec 12, 2024 to Mar 27, 2025
- Individual clients · 1.0 to unsetDec 12, 2024 to Mar 27, 2025
- Assets in custody · $510M to $679MDec 12, 2024 to Mar 27, 2025
- Employees · 39 to 47Dec 12, 2024 to Mar 27, 2025
- Insurance-licensed employees · 27 to 30Dec 12, 2024 to Mar 27, 2025
- State-registered IARs · 27 to 30Dec 12, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $1.4BDec 12, 2024 to Mar 27, 2025
- HNW RAUM · $2.5B to $2.7BDec 12, 2024 to Mar 27, 2025
- Individual RAUM · 892276.0 to unsetDec 12, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $1.4B to $1.4BDec 12, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.8M to $4.6MDec 12, 2024 to Mar 27, 2025
- RAUM · $2.5B to $2.7BDec 12, 2024 to Mar 27, 2025
- Wrap assets (sponsor) · $28.0M to $16.8MDec 12, 2024 to Mar 27, 2025
- Accounts · 704 to 788Oct 13, 2023 to Mar 13, 2024
Signals
12 dated events
- Tara Juliette Kravas left Jfg Family Office for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-15)Aug 17, 2026 · Advisor changed firm · fact
- James Blair Callahan left Jfg Family Office for Cerity Partners Llc (registered 2026-08-10)Jul 28, 2026 · Advisor changed firm · fact
- Edward Simon left Jfg Family Office for &Partners (registered 2026-06-08)Apr 20, 2026 · Advisor changed firm · fact
- Samuel Owen Rice left Jfg Family Office for Unique Wealth, Llc (registered 2026-07-23)Apr 2, 2026 · Advisor changed firm · fact
- Jfg Family Office reported RAUM $4.5B, up 65% from $2.7B (2026-01-11 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Joseph Masino left Jfg Family Office for Jfg Wealth Management, Llc (registered 2025-08-14)Jan 29, 2026 · Advisor changed firm · fact
- 2 advisors left Jfg Wealth Management, LLC (Arlington, VA) for Jfg Family Office on the same dayJan 19, 2026 · Team lift-out · derived
- Jfg Wealth Management, LLC's advisors moved to Jfg Family Office (Denver, CO): 22 of 36 registered, on the same dayJan 19, 2026 · Firm absorbed (people side) · derived
- Nicholas Holland Kral left Jfg Family Office for Jfg Wealth Management, Llc (registered 2022-04-14)Jul 10, 2024 · Advisor changed firm · fact
- Lloyd Robert Lawrence (Senior Advisor) appeared on Schedule A of Jfg Family OfficeMar 13, 2024 · Control person joined · fact
- Jfg Family Office reported RAUM $2.2B, up 61% from $1.3B (2021-10-13 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- Johnson Financial Group Llc filed its initial SEC registration (Form ADV)Feb 12, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- JFG Family Office · Family Officesshared crd · office
- Jfg Family Office · Independent Sponsorsshared crd · capital_provider
- Johnson Financial Group LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jfgfamilyofficereportedpublic record, Form ADV, Sep 17, 2026
- Website
- jfgfamilyoffice.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-475-1195reportedpublic record, Form ADV, May 4, 2026
- Contact form
- jfgfamilyoffice.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jfgfamilyoffice.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $129Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026