DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Frances Lynn Newton

Tuttle Capital Management, LLCasset managerClearwater, Fl IA-onlyIAPD 6884035

Feed of 09/14/2026

Also filed as Frances Lynn Newton

At current firm

0 y

since Aug 26, 2026

In the industry

17 y

since Sep 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Tuttle Capital Management, LLC asset manager current
since Aug 26, 2026 · Riverside, Ct
Tuttle Wealth Partners LLC independent RIA
Feb 5, 2026 to Aug 24, 2026 · Riverside, Ct
Cg Advisory Services independent RIA
Sep 6, 2024 to Feb 4, 2026 · Williamston, Mi
Optimal Capital Advisors, LLC independent RIA
Jan 22, 2024 to Aug 1, 2024 · Tahoe City, Ca
Optimal Capital Advisors, LLC independent RIA
Jan 25, 2018 to Dec 31, 2023 · Tahoe City, Ca

Moves

a registration end followed by a registration begin elsewhere

Tuttle Wealth Partners LLC to Tuttle Capital Management, LLC
left Aug 24, 2026, registered Aug 26, 2026 (2 days) · Other
Cg Advisory Services to Tuttle Wealth Partners LLC
left Feb 4, 2026, registered Feb 5, 2026 (1 days) · RIA to a newly registered adviser
Optimal Capital Advisors, LLC to Cg Advisory Services
left Aug 1, 2024, registered Sep 6, 2024 (36 days) · RIA to RIA

Signals

Frances Lynn Newton left Tuttle Wealth Partners Llc for Tuttle Capital Management, Llc (registered 2026-08-26)
Aug 24, 2026 · Advisor changed firm · fact
Frances Lynn Newton left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-05)
Feb 4, 2026 · Advisor changed firm · fact
Frances Lynn Newton left Optimal Capital Advisors, Llc for Cg Advisory Services (registered 2024-09-06)
Aug 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address