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RIA / WealthAdvisor13 years in industry

Jon Scott Gwatney

Advisor at PRIME CAPITAL FINANCIAL

Hammond, LA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:9460485b-c61b-ea9f-18b9-79484476ad10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 2, 2013
First registration: Aug 3, 2013
Dual registered: no
Other names: SCOTTY GWATNEY|Scotty Gwatney|Gwatney|Gwatney|Gwatney|J Scott Gwatney|JON S GWATNEY|Scott Gwatney
IAPD individual key: 5956771

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Jul 20, 2022	n/a	yes	OVERLAND PARK, KS\|Hammond, LA	Current employment
BURNS ESTATE PLANNING & WEALTH ADVISORS	Former SEC adviser	Apr 30, 2020	Jul 26, 2022	no	HAMMOND, LA	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jul 10, 2019	Apr 30, 2020	no	Hammond, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 3, 2014	Jul 2, 2019	no	BATON ROUGE, LA	Previous registration
MORGAN STANLEY	Wirehouse	Aug 3, 2013	Dec 2, 2014	no	BATON ROUGE, LA\|Baton Rouge, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BURNS ESTATE PLANNING & WEALTH ADVISORS	PRIME CAPITAL FINANCIAL	Jul 26, 2022	Jul 20, 2022	-6	Firm change	RIA to RIA
AE WEALTH MANAGEMENT, LLC	BURNS ESTATE PLANNING & WEALTH ADVISORS	Apr 30, 2020	Apr 30, 2020	0	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AE WEALTH MANAGEMENT, LLC	Jul 2, 2019	Jul 10, 2019	8	Firm change	Wirehouse to RIA
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 2, 2014	Nov 3, 2014	-29	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305233:288712:LA:2022-07-26	Jul 26, 2022	Jul 20, 2022	HAMMOND, LA	Firm change

Relationships

Registered with (5)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Jul 20, 2022 to presentfactForm ADV
→ BURNS ESTATE PLANNING & WEALTH ADVISORSRegistered adviserregistration: previous registration
Apr 30, 2020 to Jul 26, 2022factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 10, 2019 to Apr 30, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 3, 2014 to Jul 2, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 3, 2013 to Dec 2, 2014factForm ADV

Dated events

Occurred
Jul 26, 2022
Advisor changed firm
Jon Scott Gwatney left Burns Estate Planning & Wealth Advisors for Prime Capital Financial (registered 2022-07-20)
Form ADVobserved 6 days ago