RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• S•••• G••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Jul 20, 2022 · Overland Park, Ks
- B•••• E••••• P••••••• • W••••• A••••••• formerApr 30, 2020 to Jul 26, 2022 · Hammond, La
- A• W••••• M••••••••• L•• BD affiliatedJul 10, 2019 to Apr 30, 2020 · Hammond, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 3, 2014 to Jul 2, 2019 · Baton Rouge, La
- M••••• S•••••• wirehouseAug 3, 2013 to Dec 2, 2014 · Baton Rouge, La
- B•••• E••••• P••••••• • W••••• A••••••• to P•••• C•••••• F••••••••left Jul 26, 2022, registered Jul 20, 2022 (-6 days) · RIA to RIA · moved with a team
- A• W••••• M••••••••• L•• to B•••• E••••• P••••••• • W••••• A•••••••left Apr 30, 2020, registered Apr 30, 2020 (0 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• W••••• M••••••••• L••left Jul 2, 2019, registered Jul 10, 2019 (8 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 2, 2014, registered Nov 3, 2014 (-29 days) · Wirehouse to wirehouse
- J•• S•••• G•••••• left B•••• E••••• P••••••• • W••••• A••••••• for P•••• C•••••• F•••••••• (registered 2022-07-20)Jul 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address