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RIA / WealthAdvisorCertified Financial Planner17 years in industry

Katherine Ann Stellflue

Advisor at VISIONARY HORIZONS, LLC

Knoxville, TN | KNOXVILLE, TN

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Search this name across graphsid dfx:ria:956e4abe-e8bb-18c9-9903-3dbe202a8ab0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jun 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VISIONARY HORIZONS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 12, 2009
First registration: Jun 15, 2009
Dual registered: no
Other names: KATHERINE ANN PASBRIG|KATHERINE ANN STELLFLUE|KATHERINE ANN STELLFLUE, CFP|Kathy Ann Pasbrig|Kathy Ann Stellflue
IAPD individual key: 4221262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VISIONARY HORIZONS, LLC	Independent wealth	Mar 17, 2026	n/a	yes	KNOXVILLE, TN\|Knoxville, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 21, 2025	Mar 18, 2026	no	LENOIR CITY, TN\|KNOXVILLE, TN\|NEWPORT BEACH, CA	Previous registration
GOLDSTEIN ADVISORS, LLC	Independent wealth	Oct 6, 2022	Apr 22, 2025	no	LAKE FOREST, CA\|MADISON, WI	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Oct 12, 2020	Dec 1, 2022	no	LAKE FOREST, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 8, 2018	Oct 8, 2020	no	Newport Beach, CA	Previous registration
PENCE WEALTH MANAGEMENT, INC.	n/a	Jul 11, 2013	Jun 21, 2018	no	NEWPORT BEACH, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 24, 2013	Jun 7, 2018	no	NEWPORT BEACH, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 15, 2009	Jan 8, 2013	no	IRVINE, CA\|IRVINE, CA\|Newport Beach, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	VISIONARY HORIZONS, LLC	Mar 18, 2026	Mar 17, 2026	-1	Firm change	Ibd to RIA
GOLDSTEIN ADVISORS, LLC	LPL FINANCIAL LLC	Apr 22, 2025	Apr 21, 2025	-1	Firm change	RIA to ibd
ARBOR POINT ADVISORS	GOLDSTEIN ADVISORS, LLC	Dec 1, 2022	Oct 6, 2022	-56	Firm change after gap	Ibd to new firm
AMERIPRISE FINANCIAL SERVICES, LLC	ARBOR POINT ADVISORS	Oct 8, 2020	Oct 12, 2020	4	Firm change	Ibd to ibd
PENCE WEALTH MANAGEMENT, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 21, 2018	Jun 8, 2018	-13	Firm change	Other
LPL FINANCIAL LLC	PENCE WEALTH MANAGEMENT, INC.	Jun 7, 2018	Jul 11, 2013	-1,792	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jan 8, 2013	Jan 24, 2013	16	Firm change	Other

Relationships

Registered with (6)

→ VISIONARY HORIZONS, LLCRegistered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 21, 2025 to Mar 18, 2026factForm ADV
→ GOLDSTEIN ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 6, 2022 to Apr 22, 2025factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Oct 12, 2020 to Dec 1, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 8, 2018 to Oct 8, 2020factForm ADV
→ PENCE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 11, 2013 to Jun 21, 2018factForm ADV

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
Katherine Ann Stellflue left Lpl Financial Llc for Visionary Horizons, Llc (registered 2026-03-17)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Katherine Ann Stellflue left Goldstein Advisors, Llc for Lpl Financial Llc (registered 2025-04-21)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2022
Advisor changed firm
Katherine Ann Stellflue left Arbor Point Advisors for Goldstein Advisors, Llc (registered 2022-10-06)
Form ADVobserved 6 days ago