DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••• I••••••••• A•••••••• I•••
MCDONOUGH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• I••••••••• A••••••• | Independent wealth | Aug 21, 2026 | n/a | yes | MCDONOUGH, GA | Current employment |
| C••• I••••••••• A•••••••• I••• | Independent wealth | Aug 21, 2026 | n/a | yes | MCDONOUGH, GA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | C••• I••••••••• A•••••••• I••• | Dec 15, 2025 | Aug 21, 2026 | 249 | Firm change | Ibd to RIA |
| A•••• W••••• A•••••••• L•• | B•• P•••••••• I••• | Oct 28, 2024 | Nov 13, 2024 |
| B•• P•••••••• I••• |
| Bd affiliated wealth |
| Nov 13, 2024 |
| Dec 15, 2025 |
| no |
| CEDAR RAPIDS, IA |
| Previous registration |
| A•••• W••••• A•••••••• L•• | Bd affiliated wealth | May 30, 2024 | Oct 28, 2024 | no | CHICAGO, IL|Alpharetta, GA | Previous registration |
| T•• S•••••••• F•••••••• A••••••• | Bd affiliated wealth | Aug 4, 2023 | May 2, 2024 | no | ATLANTA, GA | Previous registration |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Jul 28, 2022 | Jul 28, 2023 | no | SAN DIEGO, CA | Previous registration |
| A••••••• W••••• A••••••• | Bd affiliated wealth | Oct 2, 2019 | Mar 25, 2021 | no | Atlanta, GA | Previous registration |
| K•••• M••••••••• | Former SEC adviser | Sep 21, 2010 | Sep 13, 2019 | no | PONTE VEDRA BEACH, FL | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 8, 2006 | Sep 2, 2010 | no | JERSEY CITY, NJ|JERSEY CITY, NJ | Previous registration |
| 16 |
| Firm change |
| Ibd to ibd |
| T•• S•••••••• F•••••••• A••••••• | A•••• W••••• A•••••••• L•• | May 2, 2024 | May 30, 2024 | 28 | Firm change | Ibd to ibd |
| I••••••••• F•••••••• G••••• L•• | T•• S•••••••• F•••••••• A••••••• | Jul 28, 2023 | Aug 4, 2023 | 7 | Firm change | Ibd to ibd |
| A••••••• W••••• A••••••• | I••••••••• F•••••••• G••••• L•• | Mar 25, 2021 | Jul 28, 2022 | 490 | Firm change after gap | RIA to ibd |
| K•••• M••••••••• | A••••••• W••••• A••••••• | Sep 13, 2019 | Oct 2, 2019 | 19 | Firm change | Ibd to RIA |
| T• A••••••••• I••• | K•••• M••••••••• | Sep 2, 2010 | Sep 21, 2010 | 19 | Firm change | Other |