DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 2, 2026 | n/a | yes | BETHESDA, MD | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|ROCKVILLE, MD|Bethesda, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | L•• F•••••••• L•• | May 1, 2025 | Jan 2, 2026 | 246 | Bulk transfer | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 |
| H• B•••• I••• | Former SEC adviser | Jan 7, 2016 | Apr 1, 2021 | no | Rockville, MD|Bethesda, MD|ROCKVILLE, MD | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 8, 2012 | Feb 5, 2016 | no | BETHESDA, MD|ROCKVILLE, MD|BETHESDA, MD|GAITHERSBURG, MD | Previous registration |
| R••••••• F•••••••• S••••••••• | Independent wealth | Jan 4, 2012 | Aug 3, 2012 | no | ROCKVILLE, MD | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Apr 8, 2011 | Dec 21, 2011 | no | GAITHERSBURG, MD | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 14, 2006 | Apr 7, 2011 | no | NORTH BETHESDA, MD | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Mar 3, 2003 | Jan 5, 2006 | no | ALEXANDRIA, VA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| L•• F•••••••• L•• | H• B•••• I••• | Feb 5, 2016 | Jan 7, 2016 | -29 | Firm change | Other |
| R••••••• F•••••••• S••••••••• | L•• F•••••••• L•• | Aug 3, 2012 | Aug 8, 2012 | 5 | Firm change | Other |
| W•••• F•••• A••••••• | R••••••• F•••••••• S••••••••• | Dec 21, 2011 | Jan 4, 2012 | 14 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Apr 7, 2011 | Apr 8, 2011 | 1 | Firm change | Wirehouse to wirehouse |
| C••• F•••••••• S•••••••• L••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 5, 2006 | Mar 14, 2006 | 68 | Firm change | Other |