RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P••••• S••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 2, 2026 · Bethesda, Md
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 1, 2025 · Rockville, Md
- H• B•••• I••• formerJan 7, 2016 to Apr 1, 2021 · Rockville, Md
- L•• F•••••••• L•• BD affiliatedAug 8, 2012 to Feb 5, 2016 · Bethesda, Md
- R••••••• F•••••••• S••••••••• independent RIAJan 4, 2012 to Aug 3, 2012 · Rockville, Md
- W•••• F•••• A••••••• wirehouseApr 8, 2011 to Dec 21, 2011 · Gaithersburg, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 14, 2006 to Apr 7, 2011 · North Bethesda, Md
- C••• F•••••••• S•••••••• L••• formerMar 3, 2003 to Jan 5, 2006 · Alexandria, Va
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered Jan 2, 2026 (246 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to H• B•••• I•••left Feb 5, 2016, registered Jan 7, 2016 (-29 days) · Other
- R••••••• F•••••••• S••••••••• to L•• F•••••••• L••left Aug 3, 2012, registered Aug 8, 2012 (5 days) · Other
- W•••• F•••• A••••••• to R••••••• F•••••••• S•••••••••left Dec 21, 2011, registered Jan 4, 2012 (14 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 7, 2011, registered Apr 8, 2011 (1 days) · Wirehouse to wirehouse
- C••• F•••••••• S•••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 5, 2006, registered Mar 14, 2006 (68 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address