DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 138802SEC 801-65571website IAPD

Latest filing Mar 31, 2026

First filing on the tape Mar 30, 2012 · 69 filings

SEC status approved since Jan 20, 2006

RAUM

$7.0B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

26 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

69 filings and snapshots on the tape

RAUM$7.0B as of Mar 31, 2026

Mar 30, 2012$1.9B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 27, 20130 then

Employees (5.A)29 as of Mar 31, 2026

Mar 27, 201317 then

Private funds4 as of Mar 31, 2026

Mar 30, 20127 then

RAUM +21% over the last fiscal year+6.3% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $282MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year: +21%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Custody: $85.0M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$6.2B89%
Pension and profit-sharing plans$425M6.0%
Investment companies$366M5.2%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 25reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $85.0M for 2 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=true related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

18 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•• U• C•• 2••••• L•••	Securitized Asset Fund	$396M	0	Jul 16, 2024
M•• U• C•• 2••••• L•••	Securitized Asset Fund	$349M	0	Nov 2, 2023
M•• G•• U• C•• 2••••• L•••	Securitized Asset Fund	$340M	0	Nov 4, 2021
G•• O•• H••• K• L•••••• C••••• H•• F••• L•••no longer reported	Hedge Fund	$323M	4	Nov 20, 2012
M•• G•• G••••• M••••	Hedge Fund	$142M	7	Dec 21, 2021
M•• G•• C••••••••• A•••••••• M•••••	Hedge Fund	$113M	16	Jun 7, 2022
O•• H••• H•• F••• L•••no longer reported	Hedge Fund	$74.8M	61	Mar 30, 2012
O•• H••• C••••• H•• F••• L•••no longer reported	Hedge Fund	$61.6M	97	Mar 30, 2012
G•• O•• H••• L•••••• C••••• H•• F••• L•••no longer reported	Hedge Fund	$59.0M	26	Mar 30, 2012
P••••••• M••••••• F••• L••••••no longer reported	Hedge Fund	$52.8M	26	Mar 30, 2012
M•• G•• G••••• E••••••• M•••••• D••• T•••• R••••• M•••••no longer reported	Hedge Fund	$21.8M	2	Mar 31, 2017
O•• H••• J•••• C••••• O••••••••• H•• F•••no longer reported	Hedge Fund	$9.0M	9	Mar 30, 2012
M•• G•• S••••• O••••••••• M••••• L•no longer reported	Hedge Fund	$3.4M	6	Sep 28, 2015
O•• H••• I••••••••• F••• L•••no longer reported	Hedge Fund	$735,000	26	Mar 30, 2012
O•• H••• F••• L•••no longer reported	Hedge Fund	$125,000	7	Mar 30, 2012
M•• G•• S••••• O••••••••• ••• L•no longer reported	Hedge Fund	$0	5	Sep 28, 2015
M•• G•• S••••• O••••••••• I••••••••• L•no longer reported	Hedge Fund	$0	1	Sep 28, 2015
M•• G•• S••••• O••••••••• L•no longer reported	Hedge Fund	$0	9	Sep 28, 2015

Owners and control persons

Schedule A and B, latest filing

B•••• G••••••• C••• · Presidentcontrol
since 09/2023 · owns less than 5%
C•••••••• A•••••• · Vice Presidentcontrol
since 03/2024 · owns less than 5%
L• G•••• N•••••• N•• · Chief Compliance Officercontrol
since 03/2012 · owns less than 5%
B•••• E•••• G•••• · Head Of Discretionary
since 03/2024 · owns less than 5%
L••••• N••••• E•••• · Secretary
since 12/2024 · owns less than 5%

Entity owners

M•• I••••••••• H••••••• I••• · Sole Member
direct · owns 75% or more
M•• G•••• P•• · Shareholder
indirect · owns 75% or more of M•• G•••• T••••••• L••••••
M•• G•••• T••••••• L•••••• · Shareholder
indirect · owns 75% or more of M•• W•••••••• O••••••••• M••••••••• L••••••
M•• I••••••••• U•• H••••••• I••• · Shareholder
indirect · owns 75% or more of M•• I••••••••• H••••••• I•••
M•• W•••••••• O••••••••• M••••••••• L•••••• · Shareholder
indirect · owns 75% or more of M•• I••••••••• U•• H••••••• I•••

Related persons

Schedule D 7.A

A•• P••••••• L••
investment adviserbanknRAUM $68B
G•• P••••••• L•
investment adviserbanknRAUM $65B
M•• A•••• M••••••••• ••••••• L••••••
investment adviserbankpooled vehicle sponsorn
M•• A•••• M••••••••• •••••••• L••••••
investment adviserpooled vehicle sponsorn
M•• F••• M••••••••• U• L••••••
pooled vehicle sponsorn
M•• G••••• P•••••• M•••••• ••• L••••••
investment adviserbanknRAUM $1.4B
M•• G••••• P•••••• M•••••• •••• I•••
investment adviserbanknRAUM $988M
M•• I••••••••• •••• K•••• L••••••
investment advisern
M•• I••••••••• A•••••••• L••••••
investment advisernRAUM $4.1B
M•• I••••••••• I•••
broker-dealern
M•• S•••••••• L••••••
investment adviserbanknRAUM $58B
M•• S•••••••• L••
investment adviserbanknRAUM $10B
N•••••• I•••••••• L••
investment adviserbanknRAUM $94B
Man Capital Management LLC
investment advisernRAUM $131M
V•••••• C•••••• P•••••••• L•••
investment advisernRAUM $14B
V•• A•••••••• L••
investment advisernRAUM $957M

Advisers that list G•• L•• as a related person

Offices

Schedule D 1.F, the 25 largest

Tampa, FL2 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 27 to 25
Jan 8, 2026 to Mar 31, 2026
Advisory employees · 31 to 26
Jan 8, 2026 to Mar 31, 2026
BD registered reps · 1 to 0
Jan 8, 2026 to Mar 31, 2026
Pooled vehicle clients · 23 to 22
Jan 8, 2026 to Mar 31, 2026
Assets in custody · $124M to $85.0M
Jan 8, 2026 to Mar 31, 2026
Employees · 35 to 29
Jan 8, 2026 to Mar 31, 2026
Other offices · 3 to 4
Jan 8, 2026 to Mar 31, 2026
Discretionary RAUM · $5.8B to $7.0B
Jan 8, 2026 to Mar 31, 2026
Pension RAUM · $268M to $425M
Jan 8, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $5.4B to $6.2B
Jan 8, 2026 to Mar 31, 2026
RAUM · $5.8B to $7.0B
Jan 8, 2026 to Mar 31, 2026
Other offices · 2 to 3
Oct 14, 2025 to Jan 8, 2026
Financial planning clients · unset to
May 8, 2025 to Jul 14, 2025
Other offices · 4 to 2
May 8, 2025 to Jul 14, 2025
Advisory employees · 30 to 31
Dec 19, 2024 to Apr 9, 2025
Advisory activities · 3 to 4
Dec 19, 2024 to Apr 9, 2025
Pooled vehicle clients · 24 to 23
Dec 19, 2024 to Apr 9, 2025
Assets in custody · $145M to $124M
Dec 19, 2024 to Apr 9, 2025
Employees · 34 to 35
Dec 19, 2024 to Apr 9, 2025
Private funds · 5 to 4
Dec 19, 2024 to Apr 9, 2025
Discretionary RAUM · $7.4B to $5.8B
Dec 19, 2024 to Apr 9, 2025
Pension RAUM · $852M to $268M
Dec 19, 2024 to Apr 9, 2025
Pooled vehicle RAUM · $6.6B to $5.4B
Dec 19, 2024 to Apr 9, 2025
RAUM · $7.4B to $5.8B
Dec 19, 2024 to Apr 9, 2025
Other offices · 5 to 4
Jul 16, 2024 to Sep 24, 2024
Private funds · 4 to 5
Mar 28, 2024 to Jul 16, 2024
Accounts · 30 to 27
Nov 2, 2023 to Mar 28, 2024
Advisory employees · 27 to 30
Nov 2, 2023 to Mar 28, 2024
Pooled vehicle clients · 27 to 24
Nov 2, 2023 to Mar 28, 2024
Assets in custody · $52.3M to $145M
Nov 2, 2023 to Mar 28, 2024
Employees · 29 to 34
Nov 2, 2023 to Mar 28, 2024
Private funds · 5 to 4
Nov 2, 2023 to Mar 28, 2024
Discretionary RAUM · $5.9B to $7.4B
Nov 2, 2023 to Mar 28, 2024
Pension RAUM · $276M to $852M
Nov 2, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $5.6B to $6.6B
Nov 2, 2023 to Mar 28, 2024
RAUM · $5.9B to $7.4B
Nov 2, 2023 to Mar 28, 2024
Other offices · 3 to 5
Sep 26, 2023 to Nov 2, 2023
Private funds · 4 to 5
Sep 26, 2023 to Nov 2, 2023
Advisory employees · 19 to 27
Jan 11, 2023 to Mar 31, 2023
Pension plan clients · 5.0 to unset
Jan 11, 2023 to Mar 31, 2023

Signals

15 dated events

Nmn Jens Foehrenbach (Vice President) no longer on Schedule A of G•• L•• (listed 2024-10-28, absent 2024-12-19)
Dec 19, 2024 · Control person left · inference
Edmund Solomon Kuckelman (Secretary) no longer on Schedule A of G•• L•• (listed 2024-10-28, absent 2024-12-19)
Dec 19, 2024 · Control person left · inference
G•• L•• reported RAUM $7.4B, up 27% from $5.9B (2023-11-02 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
Anthony Cazazian (Vice President) appeared on Schedule A of G•• L••
Mar 28, 2024 · Control person joined · fact
Nmn Jens Foehrenbach (Vice President) appeared on Schedule A of G•• L••
Mar 28, 2024 · Control person joined · fact
Carl Gregory Bond (President) appeared on Schedule A of G•• L••
Sep 26, 2023 · Control person joined · fact
Robyn Michelle Grew (President) no longer on Schedule A of G•• L•• (listed 2023-08-02, absent 2023-09-26)
Sep 26, 2023 · Control person left · inference
Robyn Michelle Grew (President) appeared on Schedule A of G•• L••
Jan 11, 2023 · Control person joined · fact
Armstrong Shanta Puchtler (President) no longer on Schedule A of G•• L•• (listed 2022-11-04, absent 2023-01-11)
Jan 11, 2023 · Control person left · inference
Armstrong Shanta Puchtler (President) appeared on Schedule A of G•• L••
Jan 22, 2021 · Control person joined · fact
Galip Eric Burl (President) no longer on Schedule A of G•• L•• (listed 2020-03-27, absent 2021-01-22)
Jan 22, 2021 · Control person left · inference
G•• L•• reported RAUM $7.6B, down 27% from $10.4B (2019-10-22 to 2020-03-27)
Mar 27, 2020 · RAUM change · derived
Richard Robert Hanna (Vice President) no longer on Schedule A of G•• L•• (listed 2019-08-23, absent 2019-10-04)
Oct 4, 2019 · Control person left · inference
Anselm David Gallias (Treasurer) no longer on Schedule A of G•• L•• (listed 2019-06-03, absent 2019-08-23)
Aug 23, 2019 · Control person left · inference
G•• L•• reported RAUM $9.8B, up 75% from $5.6B (2017-09-29 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: w••.m••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 212-649-6600reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026