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RIA / WealthAdvisor27 years in industry

CHRISTOPHER RONALD HOPKINS

Advisor at EP WEALTH ADVISORS

Brighton, MI | TORRANCE, CA

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Search this name across graphsid dfx:ria:997cf212-86e6-9ea7-9fbe-36db3e4bf807

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 13, 1999
First registration: Sep 21, 2000
Dual registered: no
IAPD individual key: 3182833

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Jan 2, 2025	n/a	yes	Brighton, MI\|TORRANCE, CA	Current employment
EXECUTIVE WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 3, 2022	Jan 21, 2025	no	Venice, FL\|BRIGHTON, MI	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	REDMOND, WA\|Seattle, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|SEATTLE, WA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 25, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
CAPITAL FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 10, 2015	Nov 18, 2016	no	Minot, ND\|Elkhorn, WI	Previous registration
PACKERLAND BROKERAGE SERVICES, INC.	Independent wealth	Jul 1, 2010	Feb 26, 2015	no	ELKHORN, WI\|GREEN BAY, WI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 13, 2006	Oct 14, 2008	no	PORTLAND, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 6, 2004	Oct 14, 2008	no	PORTLAND, OR\|Portland, OR\|PORTLAND, OR	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	May 13, 2004	Nov 12, 2004	no	PORTLAND, OR	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 21, 2000	Dec 20, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EXECUTIVE WEALTH MANAGEMENT, LLC	EP WEALTH ADVISORS	Jan 21, 2025	Jan 2, 2025	-19	Firm change	RIA to RIA
TD AMERITRADE, INC.	EXECUTIVE WEALTH MANAGEMENT, LLC	Jan 11, 2021	Mar 3, 2022	416	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
CAPITAL FINANCIAL SERVICES, INC.	SCOTTRADE INVESTMENT MANAGEMENT	Nov 18, 2016	Jan 25, 2017	68	Firm change	Other
PACKERLAND BROKERAGE SERVICES, INC.	CAPITAL FINANCIAL SERVICES, INC.	Feb 26, 2015	Mar 10, 2015	12	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	PACKERLAND BROKERAGE SERVICES, INC.	Oct 14, 2008	Jul 1, 2010	625	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2008	Jun 13, 2006	-854	Channel change	Other
AMERIPRISE ADVISOR SERVICES, INC.	TD AMERITRADE, INC.	Nov 12, 2004	Dec 6, 2004	24	Firm change	Other
CHARLES SCHWAB & CO., INC.	AMERIPRISE ADVISOR SERVICES, INC.	Dec 20, 2002	May 13, 2004	510	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140736:111147:MI:2025-01-21	Jan 21, 2025	Jan 2, 2025	BRIGHTON, MI	Firm change

Relationships

Registered with (9)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ EXECUTIVE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2022 to Jan 21, 2025factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 25, 2017 to Feb 26, 2018factForm ADV
→ CAPITAL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2015 to Nov 18, 2016factForm ADV
→ PACKERLAND BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2010 to Feb 26, 2015factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 13, 2004 to Nov 12, 2004factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 21, 2000 to Dec 20, 2002factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
Christopher Ronald Hopkins left Executive Wealth Management, Llc for Ep Wealth Advisors (registered 2025-01-02)
Form ADVobserved 6 days ago