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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Sandie Kay Rodda

Advisor at ZACKS INVESTMENT MANAGEMENT, INC.

CHICAGO, IL | Estacada, OR

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Search this name across graphsid dfx:ria:9ce2cd8a-06e9-74e2-bcb7-71d873538f98

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ZACKS INVESTMENT MANAGEMENT, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Nov 5, 1999
First registration: Jul 16, 2001
Dual registered: yes, broker-dealer
Other names: SANDIE K RODDA
IAPD individual key: 3244939

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Jul 20, 2026	n/a	yes	CHICAGO, IL\|Estacada, OR	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 10, 2026	Jul 7, 2026	no	PORTLAND, OR	Previous registration
MORNINGSTAR INVESTMENT MANAGEMENT LLC	Mixed wealth	Jan 22, 2020	Jun 30, 2023	no	CHICAGO, IL	Previous registration
INVESCO ADVISERS, INC.	Asset manager	May 19, 2016	Jun 1, 2018	no	Chicago, IL\|ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 7, 2012	no	PURCHASE, NY\|Chicago, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 2, 2008	Jun 1, 2009	no	CHICAGO, IL\|NEW YORK, NY	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Jul 16, 2001	Dec 31, 2003	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Jul 16, 2001	May 4, 2004	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ZACKS INVESTMENT MANAGEMENT, INC.	Jul 7, 2026	Jul 20, 2026	13	Firm change	Ibd to RIA
MORNINGSTAR INVESTMENT MANAGEMENT LLC	LPL FINANCIAL LLC	Jun 30, 2023	Apr 10, 2026	1,015	Firm change after gap	RIA to ibd
INVESCO ADVISERS, INC.	MORNINGSTAR INVESTMENT MANAGEMENT LLC	Jun 1, 2018	Jan 22, 2020	600	Firm change after gap	Other
MORGAN STANLEY	INVESCO ADVISERS, INC.	Nov 7, 2012	May 19, 2016	1,289	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
NUVEEN FUND ADVISORS, LLC	CITIGROUP GLOBAL MARKETS INC.	May 4, 2004	Apr 2, 2008	1,429	Firm change after gap	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	NUVEEN FUND ADVISORS, LLC	Dec 31, 2003	Jul 16, 2001	-898	Firm change after gap	Other

Relationships

Registered with (8)

→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 10, 2026 to Jul 7, 2026factForm ADV
→ MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 22, 2020 to Jun 30, 2023factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
May 19, 2016 to Jun 1, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 7, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 2, 2008 to Jun 1, 2009factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 16, 2001 to May 4, 2004factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 16, 2001 to Dec 31, 2003factForm ADV

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
Sandie Kay Rodda left Lpl Financial Llc for Zacks Investment Management, Inc. (registered 2026-07-20)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2023
Advisor changed firm
Sandie Kay Rodda left Morningstar Investment Management Llc for Lpl Financial Llc (registered 2026-04-10)
Form ADVobserved 5 days ago