RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K•• R••••
- Z•••• I••••••••• M••••••••• I••• mixed wealth currentsince Jul 20, 2026 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedApr 10, 2026 to Jul 7, 2026 · Portland, Or
- M••••••••• I••••••••• M••••••••• L•• mixed wealthJan 22, 2020 to Jun 30, 2023 · Chicago, Il
- I•••••• A•••••••• I••• asset managerMay 19, 2016 to Jun 1, 2018 · Chicago, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 7, 2012 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 2, 2008 to Jun 1, 2009 · Chicago, Il
- R••••••••• A•••• M••••••••• I••• unclassifiedJul 16, 2001 to Dec 31, 2003 · Chicago, Il
- N••••• F••• A•••••••• L•• asset managerJul 16, 2001 to May 4, 2004 · Chicago, Il
- L•• F•••••••• L•• to Z•••• I••••••••• M••••••••• I•••left Jul 7, 2026, registered Jul 20, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
- M••••••••• I••••••••• M••••••••• L•• to L•• F•••••••• L••left Jun 30, 2023, registered Apr 10, 2026 (1015 days) · RIA to affiliated broker-dealer or bank
- I•••••• A•••••••• I••• to M••••••••• I••••••••• M••••••••• L••left Jun 1, 2018, registered Jan 22, 2020 (600 days) · Other
- M••••• S•••••• to I•••••• A•••••••• I•••left Nov 7, 2012, registered May 19, 2016 (1289 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- N••••• F••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••left May 4, 2004, registered Apr 2, 2008 (1429 days) · Other
- R••••••••• A•••• M••••••••• I••• to N••••• F••• A•••••••• L••left Dec 31, 2003, registered Jul 16, 2001 (-898 days) · Other
- S••••• K•• R•••• left L•• F•••••••• L•• for Z•••• I••••••••• M••••••••• I••• (registered 2026-07-20)Jul 7, 2026 · Advisor changed firm · fact
- S••••• K•• R•••• left M••••••••• I••••••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2026-04-10)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address