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RIA / WealthAdvisorCertified Financial Planner17 years in industry

Hetal Lilish Saki

Advisor at SAAGA WEALTH PLANNING LLC

FREMONT, CA

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Search this name across graphsid dfx:ria:9d52624f-6e89-2e10-4eab-a9581c138d40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAAGA WEALTH PLANNING LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 7, 2009
First registration: Feb 19, 2016
Dual registered: no
Other names: HETAL RAJENDRA GANDHI|HETAL L SAKI
IAPD individual key: 5403110

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAAGA WEALTH PLANNING LLC	State registered	Jul 24, 2026	n/a	yes	FREMONT, CA	Current employment
AMC WEALTH MANAGEMENT, LLC	State registered	Jan 16, 2025	Aug 31, 2026	no	CHICAGO, IL\|Fremont, CA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jan 28, 2022	Jun 27, 2024	no	FREMONT, CA\|WESTWOOD, MA	Previous registration
Mariner	Bd affiliated wealth	Apr 6, 2021	Jan 31, 2022	no	Danville, CA	Previous registration
Bakeravenue	Independent wealth	Apr 5, 2019	Mar 16, 2021	no	SAN FRANCISCO, CA	Previous registration
GATES PASS ADVISORS, LLC	Independent wealth	Feb 19, 2016	Mar 28, 2019	no	LOS ALTOS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMC WEALTH MANAGEMENT, LLC	SAAGA WEALTH PLANNING LLC	Aug 31, 2026	Jul 24, 2026	-38	Firm change after gap	Other
CITIZENS SECURITIES, INC.	AMC WEALTH MANAGEMENT, LLC	Jun 27, 2024	Jan 16, 2025	203	Firm change	Ibd to state RIA
Mariner	CITIZENS SECURITIES, INC.	Jan 31, 2022	Jan 28, 2022	-3	Firm change	Ibd to ibd
Bakeravenue	Mariner	Mar 16, 2021	Apr 6, 2021	21	Firm change	RIA to ibd
GATES PASS ADVISORS, LLC	Bakeravenue	Mar 28, 2019	Apr 5, 2019	8	Firm change	RIA to RIA

Relationships

Registered with (6)

→ SAAGA WEALTH PLANNING LLCRegistered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ AMC WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 16, 2025 to Aug 31, 2026factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2022 to Jun 27, 2024factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 6, 2021 to Jan 31, 2022factForm ADV
→ BAKERAVENUERegistered adviserregistration: previous registration
Apr 5, 2019 to Mar 16, 2021factForm ADV
→ GATES PASS ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 19, 2016 to Mar 28, 2019factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
Hetal Lilish Saki left Amc Wealth Management, Llc for Saaga Wealth Planning Llc (registered 2026-07-24)
Form ADVobserved 4 days ago
Occurred
Jun 27, 2024
Advisor changed firm
Hetal Lilish Saki left Citizens Securities, Inc. for Amc Wealth Management, Llc (registered 2025-01-16)
Form ADVobserved 4 days ago
Occurred
Jan 31, 2022
Advisor changed firm
Hetal Lilish Saki left Mariner for Citizens Securities, Inc. (registered 2022-01-28)
Form ADVobserved 4 days ago