DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• L••••• S•••

S•••• W••••• P••••••• L••state registeredFremont, CaIA-onlyIAPD 5403110

Certified Financial Planner

Feed of 09/14/2026

Also filed as Hetal Rajendra Gandhi

At current firm

0 y

since Jul 24, 2026

In the industry

17 y

since Aug 7, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• W••••• P••••••• L•• state registered current
since Jul 24, 2026 · Fremont, Ca
A•• W••••• M••••••••• L•• state registered
Jan 16, 2025 to Aug 31, 2026 · Chicago, Il
C••••••• S••••••••• I••• BD affiliated
Jan 28, 2022 to Jun 27, 2024 · Fremont, Ca
M•••••• BD affiliated
Apr 6, 2021 to Jan 31, 2022 · Danville, Ca
B••••••••• independent RIA
Apr 5, 2019 to Mar 16, 2021 · San Francisco, Ca
G•••• P••• A•••••••• L•• independent RIA
Feb 19, 2016 to Mar 28, 2019 · Los Altos, Ca

Moves

a registration end followed by a registration begin elsewhere

A•• W••••• M••••••••• L•• to S•••• W••••• P••••••• L••
left Aug 31, 2026, registered Jul 24, 2026 (-38 days) · Other
C••••••• S••••••••• I••• to A•• W••••• M••••••••• L••
left Jun 27, 2024, registered Jan 16, 2025 (203 days) · Affiliated broker-dealer or bank to a state-registered adviser
M•••••• to C••••••• S••••••••• I•••
left Jan 31, 2022, registered Jan 28, 2022 (-3 days) · Affiliated broker-dealer or bank to another
B••••••••• to M••••••
left Mar 16, 2021, registered Apr 6, 2021 (21 days) · RIA to affiliated broker-dealer or bank
G•••• P••• A•••••••• L•• to B•••••••••
left Mar 28, 2019, registered Apr 5, 2019 (8 days) · RIA to RIA

Signals

H•••• L••••• S••• left A•• W••••• M••••••••• L•• for S•••• W••••• P••••••• L•• (registered 2026-07-24)
Aug 31, 2026 · Advisor changed firm · fact
H•••• L••••• S••• left C••••••• S••••••••• I••• for A•• W••••• M••••••••• L•• (registered 2025-01-16)
Jun 27, 2024 · Advisor changed firm · fact
H•••• L••••• S••• left Mariner for C••••••• S••••••••• I••• (registered 2022-01-28)
Jan 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address