DFX Intelligence

A•••••• R•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

A•••••• R•••• S•••••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Red Bank, NJ

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Search this name across graphsid dfx:ria:9d6600a9-ab51-a907-bbcc-79634475a84e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	May 29, 2025	n/a	yes	Red Bank, NJ\|MORRISTOWN, NJ	Current employment
Q• C•••••• S••••••••	Independent wealth	Apr 4, 2023	May 29, 2025	no	MANASQUAN, NJ\|Red Bank, NJ\|NAPLES, FL\|MANALAPAN, NJ\|Red Bank, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q• C•••••• S••••••••	P•••••• A•••••• G••••• L••	May 29, 2025	May 29, 2025	0	Firm change	RIA to ibd
M•••• P•••••• W••••• L••	Q• C•••••• S••••••••	Jan 31, 2023	Apr 4, 2023

Relationships

Registered with (10)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ Q• C•••••• S••••••••Registered adviserregistration: previous registration
Apr 4, 2023 to May 29, 2025factForm ADV
→ M•••• P•••••• W••••• L••Registered adviserregistration: previous registration
Feb 10, 2022 to Jan 31, 2023factForm ADV
→ C••••• A••••••• L••Registered adviser

Dated events

Occurred
May 29, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d6600a9-ab51-a907-bbcc-79634475a84e
First observed: Apr 28, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.