DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alfonso Rocco Saverino
Feed of 09/15/2026
Also filed as Al Saverino
At current firm
1 y
since May 29, 2025
In the industry
15 y
since Feb 7, 2011 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince May 29, 2025 · Red Bank, Nj
- Q Capital Solutions independent RIAApr 4, 2023 to May 29, 2025 · Manasquan, Nj
- Metro Private Wealth LLC unclassifiedFeb 10, 2022 to Jan 31, 2023 · Red Bank, Nj
- Cetera Advisors LLC formerAug 5, 2020 to Dec 23, 2020 · Red Bank, Nj
- Ameriprise Financial Services, LLC national BDMay 25, 2017 to Mar 12, 2019 · Shrewsbury, Nj
- Archer Investment Corporation independent RIADec 22, 2016 to May 24, 2017 · Manasquan, Nj
- Avantax Advisory Services formerAug 27, 2015 to Sep 29, 2016 · Manasquan, Nj
- LPL Financial LLC BD affiliatedOct 2, 2012 to Jul 29, 2013 · Bridgewater, Nj
- Northwestern Mutual Investment Services,LLC no RAUMMar 28, 2012 to Oct 1, 2012 · Shrewsbury, Nj
- Wbi Investments, LLC independent RIAApr 28, 2011 to May 20, 2011 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- Q Capital Solutions to Private Advisor Group, LLCleft May 29, 2025, registered May 29, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- Metro Private Wealth LLC to Q Capital Solutionsleft Jan 31, 2023, registered Apr 4, 2023 (63 days) · Other
- Cetera Advisors LLC to Metro Private Wealth LLCleft Dec 23, 2020, registered Feb 10, 2022 (414 days) · Other
- Ameriprise Financial Services, LLC to Cetera Advisors LLCleft Mar 12, 2019, registered Aug 5, 2020 (512 days) · Affiliated broker-dealer or bank to another
- Archer Investment Corporation to Ameriprise Financial Services, LLCleft May 24, 2017, registered May 25, 2017 (1 days) · Other
- Avantax Advisory Services to Archer Investment Corporationleft Sep 29, 2016, registered Dec 22, 2016 (84 days) · Other
- LPL Financial LLC to Avantax Advisory Servicesleft Jul 29, 2013, registered Aug 27, 2015 (759 days) · Other
- Northwestern Mutual Investment Services,LLC to LPL Financial LLCleft Oct 1, 2012, registered Oct 2, 2012 (1 days) · Other
- Wbi Investments, LLC to Northwestern Mutual Investment Services,LLCleft May 20, 2011, registered Mar 28, 2012 (313 days) · Other
Signals
- Alfonso Rocco Saverino left Q Capital Solutions for Private Advisor Group, Llc (registered 2025-05-29)May 29, 2025 · Advisor changed firm · fact
- Alfonso Rocco Saverino left Metro Private Wealth Llc for Q Capital Solutions (registered 2023-04-04)Jan 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address