DFX Intelligence

M••••• S•••••• • E•••• V•••• C•• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M••••• S•••••• • E•••• V•••• C•• M•••••• L••

M••••• S•••••• E•••• V•••• CLO M•••••• LLC, CRD 309263

NEW YORK, NY

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Search this name across graphsid dfx:ria:9d70f158-aef6-063a-f725-bf22d00ca01b

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 10
On other graphs: 0
Observed: May 8, 2020 to May 28, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $4.3B••• Locked
Discretionary RAUM: $4.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• S•••••• E•••• V•••• C•• 2••••••• L•••	Securitized Asset Fund	$500M	Nov 15, 2024	19	Mar 31, 2022	reported	n/a
5•• F•••••• C•• 2••••••••• L•••	Securitized Asset Fund	$449M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• W••••••• L•••	DIRECTOR AND MANAGING DIRECTOR	Na	yes	01/2024	Feb 7, 2024	Nov 15, 2024
G•••••• R••••• V••••	CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR	Na	yes	11/2024	Nov 15, 2024	Nov 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• S•••••• I••••••••• M••••••••• I•••	n/a	ASSET_M••••••	$702B	N	yes	n/a
M••••• S•••••• I••••••••• M••••••••• L••••••	n/a	ASSET_M••••••	$175B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
B•••••	Ma	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$5.2B	-16.7%	$5.0B	-4.9%	17	11	1	1

Relationships

Affiliated with (11)

← M••••• S•••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← E•••• V•••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
← C•••••• R••••••• A•• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ B••••• M••••••••• A•• R•••••••Registered adviserother investment adviser, common control

Dated events

Occurred
Nov 15, 2024
Control person joined
Vijay Rohit Goenka (Chief Financial Officer And Managing Director) appeared on Schedule A of M••••• S•••••• • E•••• V•••• C•• M•••••• L••
Form ADVobserved 7 days ago
Occurred
Nov 15, 2024
Control person left
Vienna Jeannine Ali (Chief Financial Officer And Managing Director) no longer on Schedule A of M••••• S•••••• • E•••• V•••• C•• M•••••• L•• (listed 2024-03-27, absent 2024-11-15)
Form ADVobserved 7 days ago
Occurred
Feb 7, 2024
Control person joined
Lisa Buhain Winslow (Director And Managing Director) appeared on Schedule A of M••••• S•••••• • E•••• V•••• C•• M•••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d70f158-aef6-063a-f725-bf22d00ca01b
First observed: May 8, 2020
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.