DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Morgan Stanley | Eaton Vance Clo Manager LLC
Legal name Morgan Stanley Eaton Vance Clo Manager LLC
Latest filing May 28, 2026
First filing on the tape May 8, 2020 · 16 filings
SEC status approved since Jun 5, 2020
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
15
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$4.3B as of May 28, 2026
Mar 31, 2021$2.1B then
HNW client RAUM$0 as of May 28, 2026
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of May 28, 2026
Mar 31, 20210 then
Employees (5.A)17 as of May 28, 2026
Mar 31, 202113 then
Private funds15 as of May 28, 2026
Mar 31, 20215 then
RAUM -17% over the last fiscal year-4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $288MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Morgan Stanley Eaton Vance Clo 2022-16, Ltd. | Securitized Asset Fund | $500M | 19 | Mar 31, 2022 |
| 522 Funding Clo 2018-3(A), Ltd. | Securitized Asset Fund | $449M | 8 | Mar 18, 2019 |
| 522 Funding Clo 2019-5, Ltd. | Securitized Asset Fund | $446M | 2 | Mar 30, 2020 |
| Morgan Stanley Eaton Vance Clo 2023-19, Ltd. | Securitized Asset Fund | $402M | 10 | Mar 27, 2024 |
| Morgan Stanley Eaton Vance Clo 2022-17a, Ltd. | Securitized Asset Fund | $401M | 14 | Mar 31, 2023 |
| Eaton Vance Clo 2020-2, Ltd. | Securitized Asset Fund | $400M | 16 | Mar 31, 2022 |
| Morgan Stanley Eaton Vance Clo 2022-18, Ltd. | Securitized Asset Fund | $400M | 11 | Mar 31, 2023 |
| Morgan Stanley Eaton Vance Clo 2023-20, Ltd. | Securitized Asset Fund | $400M | 11 | Mar 27, 2024 |
| 522 Funding Clo 2018-2(A), Ltd. | Securitized Asset Fund | $398M | 9 | Mar 29, 2018 |
| 522 Funding Clo 2020-6, Ltd. | Securitized Asset Fund | $398M | 1 | Mar 31, 2021 |
| Morgan Stanley Eaton Vance Clo 2021-1, Ltd. | Securitized Asset Fund | $398M | 2 | Mar 31, 2022 |
| 522 Funding Clo 2021-7, Ltd. | Securitized Asset Fund | $397M | 1 | Mar 31, 2022 |
| 522 Funding Clo 2017-1(A), Ltd. | Securitized Asset Fund | $395M | 9 | Mar 29, 2018 |
| 522 Funding Clo 2019-4(A), Ltd. | Securitized Asset Fund | $345M | 7 | Mar 18, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Lisa Buhain Winslow · Director And Managing Directorcontrolsince 01/2024 · owns less than 5%
- Vijay Rohit Goenka · Chief Financial Officer And Managing Directorcontrolsince 11/2024 · owns less than 5%
- Bogdanov Anton Kuzmanov · Director And Managing Directorcontrolsince 05/2020 · owns less than 5%
- Parshottam Anita Rios · Treasurer And Executive Directorcontrolsince 05/2020 · owns less than 5%
- Vladimir Tatiana Segal · Director And Managing Directorcontrolsince 05/2020 · owns less than 5%
- Hale Brian Weinstein · President And Managing Directorcontrolsince 05/2020 · owns less than 5%
- Adrian Emil Craciun · Chief Compliance Officer And Executive Directorsince 01/2024 · owns less than 5%
- Elizabeth Mary Mullin · General Counsel And Secretarysince 05/2020 · owns less than 5%
Entity owners
- Morgan Stanley Hfp Investment Inc. · Memberdirect · owns 75% or more
- Morgan Stanley · Shareholderindirect · owns 75% or more of Ms Holdings Incorporated · public reporting company
- Ms Holdings Incorporated · Shareholderindirect · owns 75% or more of Morgan Stanley Hfp Investment Inc.
Related persons
Schedule D 7.A
- Boston Management And Researchinvestment advisernRAUM $155B
- Calvert Research And Managementinvestment advisernRAUM $40B
- Eaton Vance Managementinvestment advisernRAUM $97B
- Global Diversified Alternatives IV Slp Gp Ltdinvestment advisern
- Morgan Stanley Bank, N.A.n
- Morgan Stanley Investment Management Inc.investment adviserbankpooled vehicle sponsornRAUM $702B
- Morgan Stanley Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $175B
- Morgan Stanley Mufg Securities Co., Ltd.broker-dealern
- Ms Alternatives Holding D Inc.pooled vehicle sponsorn
- Private Investment Partners Inc.investment adviserpooled vehicle sponsornRAUM $123M
Advisers that list Morgan Stanley | Eaton Vance Clo Manager LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA4 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing May 28, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (797 comparable advisers, 99.0th percentile, 5.4 robust deviations)peers: asset managers, $1B to $5B (797) · 99% percentile
- employee count surgeChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 11.0 to 17.0 (+55.0%) between the annual amendments of 2025-03-31 and 2026-03-26; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 14 to 15Aug 6, 2025 to Mar 26, 2026
- Advisory employees · 4 to 11Aug 6, 2025 to Mar 26, 2026
- Pooled vehicle clients · 14 to 15Aug 6, 2025 to Mar 26, 2026
- Employees · 11 to 17Aug 6, 2025 to Mar 26, 2026
- Private funds · 14 to 15Aug 6, 2025 to Mar 26, 2026
- Discretionary RAUM · $5.2B to $4.3BAug 6, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $5.2B to $4.3BAug 6, 2025 to Mar 26, 2026
- RAUM · $5.2B to $4.3BAug 6, 2025 to Mar 26, 2026
- Employees · 12 to 11Nov 15, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.7B to $5.2BNov 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.7B to $5.2BNov 15, 2024 to Mar 31, 2025
- RAUM · $5.7B to $5.2BNov 15, 2024 to Mar 31, 2025
- Accounts · 12 to 14Feb 7, 2024 to Mar 27, 2024
- Advisory employees · 5 to 4Feb 7, 2024 to Mar 27, 2024
- Pooled vehicle clients · 12 to 14Feb 7, 2024 to Mar 27, 2024
- Employees · 14 to 12Feb 7, 2024 to Mar 27, 2024
- Private funds · 12 to 14Feb 7, 2024 to Mar 27, 2024
- Discretionary RAUM · $5.0B to $5.7BFeb 7, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $5.0B to $5.7BFeb 7, 2024 to Mar 27, 2024
- RAUM · $5.0B to $5.7BFeb 7, 2024 to Mar 27, 2024
- Accounts · 9 to 12Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 1 to 0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 12Mar 31, 2022 to Mar 31, 2023
- Legal name · MORGAN STANLEY | EATON VANCE CLO MANAGER LLC to MORGAN STANLEY EATON VANCE CLO MANAGER LLCMar 31, 2022 to Mar 31, 2023
- Private funds · 9 to 12Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.4B to $5.0BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.4B to $5.0BMar 31, 2022 to Mar 31, 2023
- RAUM · $3.4B to $5.0BMar 31, 2022 to Mar 31, 2023
- Accounts · 6 to 9Sep 9, 2021 to Mar 31, 2022
- Advisory employees · 4 to 5Sep 9, 2021 to Mar 31, 2022
- Business name · MS 522 CLO MANAGER LLC to MORGAN STANLEY | EATON VANCE CLO MANAGER LLCSep 9, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 9Sep 9, 2021 to Mar 31, 2022
- Employees · 13 to 14Sep 9, 2021 to Mar 31, 2022
- Other offices · 0 to 1Sep 9, 2021 to Mar 31, 2022
- Private funds · 5 to 9Sep 9, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.1B to $3.4BSep 9, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.1B to $3.4BSep 9, 2021 to Mar 31, 2022
- RAUM · $2.1B to $3.4BSep 9, 2021 to Mar 31, 2022
- Legal name · MS 522 CLO MANAGER LLC to MORGAN STANLEY | EATON VANCE CLO MANAGER LLCSep 7, 2021 to Sep 9, 2021
Signals
10 dated events
- Vijay Rohit Goenka (Chief Financial Officer And Managing Director) appeared on Schedule A of Morgan Stanley | Eaton Vance Clo Manager LlcNov 15, 2024 · Control person joined · fact
- Vienna Jeannine Ali (Chief Financial Officer And Managing Director) no longer on Schedule A of Morgan Stanley | Eaton Vance Clo Manager Llc (listed 2024-03-27, absent 2024-11-15)Nov 15, 2024 · Control person left · inference
- Andrew Kenneth Topping (Director And Managing Director) no longer on Schedule A of Morgan Stanley | Eaton Vance Clo Manager Llc (listed 2024-01-18, absent 2024-02-07)Feb 7, 2024 · Control person left · inference
- Lisa Buhain Winslow (Director And Managing Director) appeared on Schedule A of Morgan Stanley | Eaton Vance Clo Manager LlcFeb 7, 2024 · Control person joined · fact
- Patrick John Hagarty (Director And Managing Director) no longer on Schedule A of Morgan Stanley | Eaton Vance Clo Manager Llc (listed 2024-01-18, absent 2024-02-07)Feb 7, 2024 · Control person left · inference
- Morgan Stanley | Eaton Vance Clo Manager Llc reported RAUM $5.0B, up 47% from $3.4B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Morgan Stanley | Eaton Vance Clo Manager Llc reported RAUM $3.4B, up 60% from $2.1B (2021-09-09 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Andrew Kenneth Topping (Director And Managing Director) appeared on Schedule A of Morgan Stanley | Eaton Vance Clo Manager LlcDec 23, 2020 · Control person joined · fact
- Maryalice Dunne (Director And Managing Director) no longer on Schedule A of Morgan Stanley | Eaton Vance Clo Manager Llc (listed 2020-07-17, absent 2020-12-23)Dec 23, 2020 · Control person left · inference
- Ms 522 Clo Manager Llc filed its initial SEC registration (Form ADV)May 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-761-4000reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026