DFX Intelligence

M•••••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

M•••••• S•••• M•••••

Advisor at C•• A•••• M••••••••• G••••

Charlotte, NC | NAPLES, FL

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Search this name across graphsid dfx:ria:9e9287cb-faf5-ec1e-3203-91aafe52f8e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• A•••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• A•••• M••••••••• G••••	Independent wealth	Oct 10, 2018	n/a	yes	Charlotte, NC\|NAPLES, FL	Current employment
T•• B••••• C••••••	Independent wealth	Oct 22, 2012	Jan 3, 2018	no	WAXHAW, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• B••••• C••••••	C•• A•••• M••••••••• G••••	Jan 3, 2018	Oct 10, 2018	280	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	T•• B••••• C••••••	Apr 1, 2011	Oct 22, 2012

Relationships

Registered with (6)

→ C•• A•••• M••••••••• G••••Registered adviserregistration: current employment
Oct 10, 2018 to presentfactForm ADV
→ T•• B••••• C••••••Registered adviserregistration: previous registration
Oct 22, 2012 to Jan 3, 2018factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 10, 2009 to Apr 1, 2011factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e9287cb-faf5-ec1e-3203-91aafe52f8e4
First observed: Jan 12, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.