DFX Intelligence

C••••••••• G•••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C••••••••• G•••••• R••••••

Advisor at T••••• P••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:9f4d8e03-acb6-6ad7-5c27-f0e5601bf08b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• P••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• P••••••	State registered	Oct 1, 2025	n/a	yes	SAN DIEGO, CA	Current employment
P••• F•••••••• A•••••••• L••	Independent wealth	Aug 25, 2016	Feb 10, 2017	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• F•••••••• A•••••••• L••	T••••• P••••••	Feb 10, 2017	Oct 1, 2025	3,155	Firm change after gap	Other
G•••• W••••• M••••••••• L••	P••• F•••••••• A•••••••• L••	Mar 18, 2016	Aug 25, 2016

Relationships

Registered with (5)

→ T••••• P••••••Registered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ P••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 25, 2016 to Feb 10, 2017factForm ADV
→ G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 20, 2015 to Mar 18, 2016factForm ADV
→ M••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f4d8e03-acb6-6ad7-5c27-f0e5601bf08b
First observed: Mar 29, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.