RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• G•••••• R••••••
- T••••• P•••••• state registered currentsince Oct 1, 2025 · San Diego, Ca
- P••• F•••••••• A•••••••• L•• independent RIAAug 25, 2016 to Feb 10, 2017 · San Diego, Ca
- G•••• W••••• M••••••••• L•• formerOct 20, 2015 to Mar 18, 2016 · San Diego, Ca
- M•••••• BD affiliatedFeb 17, 2015 to Aug 28, 2015 · Rancho Santa Fe, Ca
- M••••• G••••• A••••••• I••• independent RIAMar 29, 2013 to Jan 22, 2015 · Santa Barbara, Ca
- P••• F•••••••• A•••••••• L•• to T••••• P••••••left Feb 10, 2017, registered Oct 1, 2025 (3155 days) · Other
- G•••• W••••• M••••••••• L•• to P••• F•••••••• A•••••••• L••left Mar 18, 2016, registered Aug 25, 2016 (160 days) · Other
- M•••••• to G•••• W••••• M••••••••• L••left Aug 28, 2015, registered Oct 20, 2015 (53 days) · Other
- M••••• G••••• A••••••• I••• to M••••••left Jan 22, 2015, registered Feb 17, 2015 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address