DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Arthur Haag Sherman
Feed of 09/14/2026
At current firm
0 y
since Dec 18, 2025
In the industry
29 y
since Aug 5, 1997 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tectonic Capital Advisors, LLC independent RIA currentsince Dec 18, 2025 · Houston, Tx
- Privus Financial, LLC formerApr 25, 2018 to Jan 17, 2019 · Irving, Tx
- Tectonic Advisors LLC independent RIAApr 28, 2015 to Jan 8, 2026 · Frisco, Tx
- Sustainable Woodlands Partners, LLC formerJul 26, 2011 to Nov 11, 2011 · Houston, Tx
- Salient Capital Advisors, LLC formerFeb 18, 2011 to Apr 8, 2015 · Houston, Tx
- Integrity Capital, LLC formerDec 22, 2010 to Nov 11, 2011 · Houston, Tx
- Ghe Advisers, L.P. formerDec 1, 2006 to Nov 11, 2011 · Houston, Tx
- Sanders Morris LLC independent RIASep 7, 2006 to Nov 13, 2008 · Houston, Tx
- Cypress Creek Partners asset managerJan 15, 2004 to Apr 8, 2015 · Houston, Tx
- Salient Advisors, L.P. asset managerSep 13, 2002 to Apr 8, 2015 · Houston, Tx
- Hitherlane Partners, LLC unclassifiedMay 4, 1999 to Sep 18, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Tectonic Advisors LLC to Privus Financial, LLCleft Jan 8, 2026, registered Apr 25, 2018 (-2815 days) · Other
- Privus Financial, LLC to Tectonic Capital Advisors, LLCleft Jan 17, 2019, registered Dec 18, 2025 (2527 days) · RIA to a newly registered adviser
- Salient Capital Advisors, LLC to Sustainable Woodlands Partners, LLCleft Apr 8, 2015, registered Jul 26, 2011 (-1352 days) · Other
- Cypress Creek Partners to Sanders Morris LLCleft Apr 8, 2015, registered Sep 7, 2006 (-3135 days) · Other
- Salient Advisors, L.P. to Cypress Creek Partnersleft Apr 8, 2015, registered Jan 15, 2004 (-4101 days) · Other
- Integrity Capital, LLC to Salient Capital Advisors, LLCleft Nov 11, 2011, registered Feb 18, 2011 (-266 days) · channel change inside one enterprise, not a move
- Ghe Advisers, L.P. to Integrity Capital, LLCleft Nov 11, 2011, registered Dec 22, 2010 (-324 days) · Other
- Sustainable Woodlands Partners, LLC to Tectonic Advisors LLCleft Nov 11, 2011, registered Apr 28, 2015 (1264 days) · Other
- Sanders Morris LLC to Ghe Advisers, L.P.left Nov 13, 2008, registered Dec 1, 2006 (-713 days) · Other
- Hitherlane Partners, LLC to Salient Advisors, L.P.left Sep 18, 2002, registered Sep 13, 2002 (-5 days) · Other
Signals
- Arthur Haag Sherman left Tectonic Advisors Llc for Privus Financial, Llc (registered 2018-04-25)Jan 8, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address