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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

Donald Christopher Schultheis

Advisor at CHARLES SCHWAB & CO., INC.

Fishers, IN

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Search this name across graphsid dfx:ria:9fec8d0d-e29f-5943-3962-ee3db25cdd30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Oct 25, 1988
First registration: Dec 13, 1999
Dual registered: yes, broker-dealer
Other names: Don Schultheis|Donald C Schultheis|Don C Schultheis
IAPD individual key: 1880803

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 17, 2023	n/a	yes	Fishers, IN	Current employment
QUINCY WELLS ADVISORS, LLC	Independent wealth	Jan 7, 2022	Jan 12, 2022	no	CHICAGO, IL\|Indianapolis, IN	Previous registration
QUINCY WELLS ADVISORS, LLC	Independent wealth	Aug 12, 2021	Dec 31, 2021	no	Indianapolis, IN\|CHICAGO, IL	Previous registration
INVST, LLC	Independent wealth	Feb 19, 2020	Mar 3, 2020	no	Indianapolis, IN\|INDIANAPOLIS, IN	Previous registration
GOELZER INVESTMENT MANAGEMENT	Mixed wealth	May 4, 2016	Mar 9, 2017	no	CARMEL, IN	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2015	Nov 23, 2015	no	CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	Apr 6, 2015	Aug 11, 2015	no	INDIANAPOLIS, IN	Previous registration
CREDIT SUISSE ASSET MANAGEMENT, LLC	Former SEC adviser	Dec 13, 1999	Oct 11, 2005	no	NEW YORK , NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUINCY WELLS ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Jan 12, 2022	Nov 17, 2023	674	Firm change after gap	RIA to ibd
INVST, LLC	QUINCY WELLS ADVISORS, LLC	Mar 3, 2020	Aug 12, 2021	527	Firm change after gap	RIA to RIA
GOELZER INVESTMENT MANAGEMENT	INVST, LLC	Mar 9, 2017	Feb 19, 2020	1,077	Firm change after gap	Other
SANCTUARY ADVISORS, LLC	GOELZER INVESTMENT MANAGEMENT	Nov 23, 2015	May 4, 2016	163	Firm change	Other
DAVID A. NOYES & COMPANY	SANCTUARY ADVISORS, LLC	Aug 11, 2015	Aug 11, 2015	0	Firm change	Other
CREDIT SUISSE ASSET MANAGEMENT, LLC	DAVID A. NOYES & COMPANY	Oct 11, 2005	Apr 6, 2015	3,464	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
205:226606:IN:2015-08-11	Aug 11, 2015	Aug 11, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (7)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Nov 17, 2023 to presentfactForm ADV
→ QUINCY WELLS ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 7, 2022 to Jan 12, 2022factForm ADV
→ INVST, LLCRegistered adviserregistration: previous registration
Feb 19, 2020 to Mar 3, 2020factForm ADV
→ GOELZER INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 4, 2016 to Mar 9, 2017factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2015 to Nov 23, 2015factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Apr 6, 2015 to Aug 11, 2015factForm ADV
→ CREDIT SUISSE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 1999 to Oct 11, 2005factForm ADV

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
Donald Christopher Schultheis left Quincy Wells Advisors, Llc for Charles Schwab & Co., Inc. (registered 2023-11-17)
Form ADVobserved 5 days ago