DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donald Christopher Schultheis
Feed of 09/14/2026
Also filed as Don Schultheis
At current firm
2 y
since Nov 17, 2023
In the industry
37 y
since Oct 25, 1988 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Nov 17, 2023 · Fishers, In
- Quincy Wells Advisors, LLC independent RIAJan 7, 2022 to Jan 12, 2022 · Chicago, Il
- Quincy Wells Advisors, LLC independent RIAAug 12, 2021 to Dec 31, 2021 · Indianapolis, In
- Invst, LLC independent RIAFeb 19, 2020 to Mar 3, 2020 · Indianapolis, In
- Goelzer Investment Management mixed wealthMay 4, 2016 to Mar 9, 2017 · Carmel, In
- Sanctuary Advisors, LLC BD affiliatedAug 11, 2015 to Nov 23, 2015 · Chicago, Il
- David A. Noyes & Company formerApr 6, 2015 to Aug 11, 2015 · Indianapolis, In
- Credit Suisse Asset Management, LLC formerDec 13, 1999 to Oct 11, 2005 · New York , Ny
Moves
a registration end followed by a registration begin elsewhere
- Quincy Wells Advisors, LLC to Charles Schwab & Co., Inc.left Jan 12, 2022, registered Nov 17, 2023 (674 days) · RIA to affiliated broker-dealer or bank
- Invst, LLC to Quincy Wells Advisors, LLCleft Mar 3, 2020, registered Aug 12, 2021 (527 days) · RIA to RIA
- Goelzer Investment Management to Invst, LLCleft Mar 9, 2017, registered Feb 19, 2020 (1077 days) · Other
- Sanctuary Advisors, LLC to Goelzer Investment Managementleft Nov 23, 2015, registered May 4, 2016 (163 days) · Other
- David A. Noyes & Company to Sanctuary Advisors, LLCleft Aug 11, 2015, registered Aug 11, 2015 (0 days) · Other · moved with a team
- Credit Suisse Asset Management, LLC to David A. Noyes & Companyleft Oct 11, 2005, registered Apr 6, 2015 (3464 days) · Other
Signals
- Donald Christopher Schultheis left Quincy Wells Advisors, Llc for Charles Schwab & Co., Inc. (registered 2023-11-17)Jan 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address