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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

John Harrigan

Advisor at CITIZENS SECURITIES, INC.

JOHNSTON, RI | Charlotte, NC

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Search this name across graphsid dfx:ria:a0c33f9b-ab69-9992-32ef-5fb9d02a7a72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 4, 2003
First registration: Jan 3, 2006
Dual registered: yes, broker-dealer
Other names: JOHN BARTHOLOMEW HARRIGAN|JOHN B HARRIGAN
IAPD individual key: 4681690

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jul 21, 2026	n/a	yes	Charlotte, NC\|JOHNSTON, RI	Current employment
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Sep 9, 2025	Jun 30, 2026	no	CHARLOTTE, NC	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Sep 23, 2024	Sep 9, 2025	no	FORT MILL, SC\|FORT MILL, SC	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Feb 4, 2024	no	CHARLOTTE, NC	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 27, 2023	Jan 19, 2024	no	CHARLOTTE, NC	Previous registration
LINDEN THOMAS ADVISORY SERVICES, LLC	Independent wealth	Dec 9, 2021	Feb 22, 2023	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY	Wirehouse	Mar 19, 2021	Nov 11, 2021	no	Melville, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 1, 2015	Jul 22, 2019	no	GARDEN CITY, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Apr 26, 2007	no	JERICHO, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 3, 2006	Apr 2, 2007	no	JERICHO, NY\|GREAT NECK, NY\|GREAT NECK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IP FINANCIAL ADVISORY SERVICES LLC	CITIZENS SECURITIES, INC.	Jun 30, 2026	Jul 21, 2026	21	Firm change	RIA to ibd
LPL ENTERPRISE, LLC	IP FINANCIAL ADVISORY SERVICES LLC	Sep 9, 2025	Sep 9, 2025	0	Firm change	Ibd to RIA
OSAIC WEALTH, INC.	LPL ENTERPRISE, LLC	Feb 4, 2024	Sep 23, 2024	232	Firm change	Ibd to new firm
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
LINDEN THOMAS ADVISORY SERVICES, LLC	WOODBURY FINANCIAL SERVICES, INC.	Feb 22, 2023	Feb 27, 2023	5	Firm change	RIA to ibd
MORGAN STANLEY	LINDEN THOMAS ADVISORY SERVICES, LLC	Nov 11, 2021	Dec 9, 2021	28	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	MORGAN STANLEY	Jul 22, 2019	Mar 19, 2021	606	Firm change after gap	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	WELLS FARGO ADVISORS	Apr 26, 2007	May 1, 2015	2,927	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (10)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Sep 9, 2025 to Jun 30, 2026factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Sep 23, 2024 to Sep 9, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Feb 4, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 27, 2023 to Jan 19, 2024factForm ADV
→ LINDEN THOMAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Dec 9, 2021 to Feb 22, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 19, 2021 to Nov 11, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 1, 2015 to Jul 22, 2019factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Apr 26, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 3, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
John Harrigan left Ip Financial Advisory Services Llc for Citizens Securities, Inc. (registered 2026-07-21)
Form ADVobserved 5 days ago
Occurred
Sep 9, 2025
Advisor changed firm
John Harrigan left Lpl Enterprise, Llc for Ip Financial Advisory Services Llc (registered 2025-09-09)
Form ADVobserved 5 days ago
Occurred
Feb 4, 2024
Advisor changed firm
John Harrigan left Osaic Wealth, Inc. for Lpl Enterprise, Llc (registered 2024-09-23)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2023
Advisor changed firm
John Harrigan left Linden Thomas Advisory Services, Llc for Woodbury Financial Services, Inc. (registered 2023-02-27)
Form ADVobserved 5 days ago