DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Harrigan

Citizens Securities, Inc.BD affiliatedJohnston, Ri dual registrantIAPD 4681690

Feed of 09/14/2026

Also filed as John Bartholomew Harrigan

At current firm

0 y

since Jul 21, 2026

In the industry

22 y

since Nov 4, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citizens Securities, Inc. BD affiliated current
since Jul 21, 2026 · Charlotte, Nc
Ip Financial Advisory Services LLC independent RIA
Sep 9, 2025 to Jun 30, 2026 · Charlotte, Nc
LPL Enterprise, LLC BD affiliated
Sep 23, 2024 to Sep 9, 2025 · Fort Mill, Sc
Osaic Wealth, Inc. BD affiliated
Jan 19, 2024 to Feb 4, 2024 · Charlotte, Nc
Woodbury Financial Services, Inc. former
Feb 27, 2023 to Jan 19, 2024 · Charlotte, Nc
Linden Thomas Advisory Services, LLC independent RIA
Dec 9, 2021 to Feb 22, 2023 · Charlotte, Nc
Morgan Stanley wirehouse
Mar 19, 2021 to Nov 11, 2021 · Melville, Ny
Wells Fargo Advisors wirehouse
May 1, 2015 to Jul 22, 2019 · Garden City, Ny
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Apr 26, 2007 · Jericho, Ny
Morgan Stanley Dw Inc. unclassified
Jan 3, 2006 to Apr 2, 2007 · Jericho, Ny

Moves

a registration end followed by a registration begin elsewhere

Ip Financial Advisory Services LLC to Citizens Securities, Inc.
left Jun 30, 2026, registered Jul 21, 2026 (21 days) · RIA to affiliated broker-dealer or bank
LPL Enterprise, LLC to Ip Financial Advisory Services LLC
left Sep 9, 2025, registered Sep 9, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Wealth, Inc. to LPL Enterprise, LLC
left Feb 4, 2024, registered Sep 23, 2024 (232 days) · Affiliated broker-dealer or bank to a newly registered adviser
Woodbury Financial Services, Inc. to Osaic Wealth, Inc.
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Linden Thomas Advisory Services, LLC to Woodbury Financial Services, Inc.
left Feb 22, 2023, registered Feb 27, 2023 (5 days) · RIA to affiliated broker-dealer or bank
Morgan Stanley to Linden Thomas Advisory Services, LLC
left Nov 11, 2021, registered Dec 9, 2021 (28 days) · Wirehouse to independent RIA
Wells Fargo Advisors to Morgan Stanley
left Jul 22, 2019, registered Mar 19, 2021 (606 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Wells Fargo Advisors
left Apr 26, 2007, registered May 1, 2015 (2927 days) · Other
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

John Harrigan left Ip Financial Advisory Services Llc for Citizens Securities, Inc. (registered 2026-07-21)
Jun 30, 2026 · Advisor changed firm · fact
John Harrigan left Lpl Enterprise, Llc for Ip Financial Advisory Services Llc (registered 2025-09-09)
Sep 9, 2025 · Advisor changed firm · fact
John Harrigan left Osaic Wealth, Inc. for Lpl Enterprise, Llc (registered 2024-09-23)
Feb 4, 2024 · Advisor changed firm · fact
John Harrigan left Linden Thomas Advisory Services, Llc for Woodbury Financial Services, Inc. (registered 2023-02-27)
Feb 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address