DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• A••••••• S•••••••• L••
DEER LODGE, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | DEER LODGE, MT | Current employment |
| A•••• P•••• A••••••• | Former SEC adviser | Nov 9, 2020 | Nov 8, 2024 | no | DEER LODGE, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• P•••• A••••••• | O•••• A••••••• S•••••••• L•• | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | A•••• P•••• A••••••• | Oct 20, 2022 | Nov 9, 2020 |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Nov 6, 2020 | Oct 20, 2022 | no | DEER LODGE, MT | Previous registration |
| K•• F•••••••• S•••••••• I•• | Former SEC adviser | Aug 1, 2019 | Nov 6, 2020 | no | SEATTLE, WA|Deer Lodge, MT|SEATTLE, WA | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Feb 28, 2012 | Aug 13, 2019 | no | DEER LODGE, MT|GREENWOOD VILLAGE, CO|ANACONDA, MT | Previous registration |
| P•••••• W••• F•••••••• C••••••••• I•• | Former SEC adviser | Jan 2, 2004 | Feb 28, 2012 | no | ANACONDA, MT | Previous registration |
| M••••••••• F•••••••• S•••••••• I••• | n/a | Feb 7, 2003 | Dec 17, 2003 | no | ANACONDA, MT | Previous registration |
| B•• A•••• M••••••••• I••• | Independent wealth | Mar 5, 2002 | Apr 23, 2003 | no | ANACONDA, MT | Previous registration |
| S••••• S••••••••• C••••••••• | n/a | Feb 8, 2002 | Feb 18, 2003 | no | ANACONDA, MT | Previous registration |
| -710 |
| Channel change |
| Ibd to ibd |
| K•• F•••••••• S•••••••• I•• | S••••••••• A•••••• A•••••••• I••• | Nov 6, 2020 | Nov 6, 2020 | 0 | Bulk transfer | Ibd to ibd |
| C••••• A••••••• L•• | K•• F•••••••• S•••••••• I•• | Aug 13, 2019 | Aug 1, 2019 | -12 | Firm change | Ibd to ibd |
| P•••••• W••• F•••••••• C••••••••• I•• | C••••• A••••••• L•• | Feb 28, 2012 | Feb 28, 2012 | 0 | Bulk transfer | Other |
| M••••••••• F•••••••• S•••••••• I••• | P•••••• W••• F•••••••• C••••••••• I•• | Dec 17, 2003 | Jan 2, 2004 | 16 | Firm change | Other |
| B•• A•••• M••••••••• I••• | M••••••••• F•••••••• S•••••••• I••• | Apr 23, 2003 | Feb 7, 2003 | -75 | Firm change after gap | Other |
| S••••• S••••••••• C••••••••• | B•• A•••• M••••••••• I••• | Feb 18, 2003 | Mar 5, 2002 | -350 | Firm change after gap | Other |