DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dwight Glenn O'Hara
Feed of 09/14/2026
Also filed as Dwight Glenn Ohara
At current firm
1 y
since Nov 8, 2024
In the industry
33 y
since Feb 17, 1993 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Nov 8, 2024 · Deer Lodge, Mt
- Arbor Point Advisors formerNov 9, 2020 to Nov 8, 2024 · Deer Lodge, Mt
- Securities America Advisors, Inc. formerNov 6, 2020 to Oct 20, 2022 · Deer Lodge, Mt
- Kms Financial Services, Inc formerAug 1, 2019 to Nov 6, 2020 · Seattle, Wa
- Cetera Advisors LLC formerFeb 28, 2012 to Aug 13, 2019 · Deer Lodge, Mt
- Pacific West Financial Consultants Inc formerJan 2, 2004 to Feb 28, 2012 · Anaconda, Mt
- Metropolitan Financial Services, Inc. unclassifiedFeb 7, 2003 to Dec 17, 2003 · Anaconda, Mt
- Bts Asset Management, Inc. independent RIAMar 5, 2002 to Apr 23, 2003 · Anaconda, Mt
- Sentra Securities Corporation unclassifiedFeb 8, 2002 to Feb 18, 2003 · Anaconda, Mt
Moves
a registration end followed by a registration begin elsewhere
- Arbor Point Advisors to Osaic Advisory Services, LLCleft Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- Securities America Advisors, Inc. to Arbor Point Advisorsleft Oct 20, 2022, registered Nov 9, 2020 (-710 days) · channel change inside one enterprise, not a move
- Kms Financial Services, Inc to Securities America Advisors, Inc.left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- Cetera Advisors LLC to Kms Financial Services, Incleft Aug 13, 2019, registered Aug 1, 2019 (-12 days) · Affiliated broker-dealer or bank to another
- Pacific West Financial Consultants Inc to Cetera Advisors LLCleft Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- Metropolitan Financial Services, Inc. to Pacific West Financial Consultants Incleft Dec 17, 2003, registered Jan 2, 2004 (16 days) · Other
- Bts Asset Management, Inc. to Metropolitan Financial Services, Inc.left Apr 23, 2003, registered Feb 7, 2003 (-75 days) · Other
- Sentra Securities Corporation to Bts Asset Management, Inc.left Feb 18, 2003, registered Mar 5, 2002 (-350 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address