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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Jonathan Ronald Orman

Advisor at THORNBURG INVESTMENT MANAGEMENT INC

Mound, MN | SANTA FE, NM

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Search this name across graphsid dfx:ria:a14fd2d5-ee12-70d3-4aba-de7f84ec52bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THORNBURG INVESTMENT MANAGEMENT INC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 5, 1996
First registration: Feb 23, 2004
Dual registered: yes, broker-dealer
Other names: JONATHAN RONALD ORMAN|Jonathan Ronald Orman|Johathan Ronald Orman
IAPD individual key: 2694230

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THORNBURG INVESTMENT MANAGEMENT INC	Asset manager	Apr 17, 2026	n/a	yes	Mound, MN\|SANTA FE, NM	Current employment
HARTFORD FUNDS	Asset manager	Jan 4, 2024	Apr 3, 2026	no	Mound, MN\|WAYNE, PA	Previous registration
HARTFORD FUNDS	Asset manager	May 4, 2023	Dec 31, 2023	no	WAYNE, PA\|Mound, MN	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Nov 8, 2018	Oct 3, 2022	no	BOSTON, MA\|MOUND, MN\|BOSTON, MA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Feb 23, 2004	Nov 8, 2018	no	Mound, MN\|BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Feb 23, 2004	Dec 31, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARTFORD FUNDS	THORNBURG INVESTMENT MANAGEMENT INC	Apr 3, 2026	Apr 17, 2026	14	Firm change	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	HARTFORD FUNDS	Oct 3, 2022	May 4, 2023	213	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2010	Feb 23, 2004	-2,503	Bulk transfer	Other

Relationships

Registered with (4)

→ THORNBURG INVESTMENT MANAGEMENT INCRegistered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ HARTFORD FUNDSRegistered adviserregistration: previous registration
Jan 4, 2024 to Apr 3, 2026factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 8, 2018 to Oct 3, 2022factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Feb 23, 2004 to Nov 8, 2018factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor changed firm
Jonathan Ronald Orman left Hartford Funds for Thornburg Investment Management Inc (registered 2026-04-17)
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Advisor changed firm
Jonathan Ronald Orman left John Hancock Investment Management Llc for Hartford Funds (registered 2023-05-04)
Form ADVobserved 5 days ago