DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clare Market Investments, LLC
Latest filing Mar 6, 2026
First filing on the tape Jan 2, 2019 · 20 filings
SEC status approved since Feb 4, 2019
RAUM
$635M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$619M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$159M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$635M as of Mar 6, 2026
Jan 24, 2019$165M then
HNW client RAUM$570M as of Mar 6, 2026
Jan 24, 2019$142M then
State-registered IARs (5.B.3)4 as of Mar 6, 2026
Jan 24, 20195 then
Employees (5.A)4 as of Mar 6, 2026
Jan 24, 20195 then
Private funds: no history
RAUM +14% over the last fiscal year+26% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $159MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $921,843derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$570M90%
- Individuals$49.5M7.8%
- Pension and profit-sharing plans$10.2M1.6%
- Corporations and businesses$5.5M0.9%
- Charitable organizations$300,0000.0%
- Individual clients
- 115reported
- HNW clients
- 110reported
- Pension plan clients
- 3reported
- Charitable clients
- 3reported
- Accounts
- 689reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Keith Anderson Rhodus | Dallas, Tx | Jun 8, 2015 | 21 y | 5 |
| Deborah Ann GoodCertified Financial Planner | Dallas, Tx | Jun 9, 2015 | 16 y | 1 |
| Alan Lee Haworth | Dallas, Tx | Sep 10, 2018 | 19 y | 2 |
| Priya N Intwala | Dallas, Tx | Sep 11, 2018 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ridha Durrani to Voya Retirement Advisors, LLCSep 6, 2023 · Other
- Robin Lott to Hodges Capital Management IncApr 5, 2019 · RIA to RIA
Joined, latest
- Ridha Durrani from Citigroup Global Markets Inc.Apr 20, 2023 · Affiliated broker-dealer or bank to independent RIA
- Priya N Intwala from Oppenheimer & Co. Inc.Sep 11, 2018 · Affiliated broker-dealer or bank to independent RIA
- Robin Lott from Oppenheimer & Co. Inc.Sep 11, 2018 · Affiliated broker-dealer or bank to independent RIA
- Alan Lee Haworth from Oppenheimer & Co. Inc.Sep 10, 2018 · Affiliated broker-dealer or bank to independent RIA
- Deborah Ann Good from Capital IdeasJun 9, 2015 · Other
- Keith Anderson Rhodus from Mcelhenny Sheffield Capital Management, LLCJun 8, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Oppenheimer & Co. Inc.Sep 14, 2018 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anderson Keith Rhodus · Founder And Chief Compliance Officercontrolsince 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 601 to 689Aug 5, 2025 to Mar 6, 2026
- Charity clients · 0 to 3Aug 5, 2025 to Mar 6, 2026
- Corporate clients · 9 to 6Aug 5, 2025 to Mar 6, 2026
- HNW clients · 97 to 110Aug 5, 2025 to Mar 6, 2026
- Individual clients · 109 to 115Aug 5, 2025 to Mar 6, 2026
- Discretionary RAUM · $556M to $635MAug 5, 2025 to Mar 6, 2026
- HNW RAUM · $504M to $570MAug 5, 2025 to Mar 6, 2026
- Individual RAUM · $35.4M to $49.5MAug 5, 2025 to Mar 6, 2026
- Pension RAUM · $7.6M to $10.2MAug 5, 2025 to Mar 6, 2026
- RAUM · $556M to $635MAug 5, 2025 to Mar 6, 2026
- Accounts · 705 to 601Mar 25, 2024 to Feb 11, 2025
- Corporate clients · 10 to 9Mar 25, 2024 to Feb 11, 2025
- HNW clients · 98 to 97Mar 25, 2024 to Feb 11, 2025
- Individual clients · 112 to 109Mar 25, 2024 to Feb 11, 2025
- Pension plan clients · 4 to 3Mar 25, 2024 to Feb 11, 2025
- Financial planning clients · 11-25 to 1-10Mar 25, 2024 to Feb 11, 2025
- Discretionary RAUM · $433M to $556MMar 25, 2024 to Feb 11, 2025
- HNW RAUM · $388M to $504MMar 25, 2024 to Feb 11, 2025
- Individual RAUM · $27.4M to $35.4MMar 25, 2024 to Feb 11, 2025
- Pension RAUM · $6.8M to $7.6MMar 25, 2024 to Feb 11, 2025
- RAUM · $433M to $556MMar 25, 2024 to Feb 11, 2025
- Accounts · 651 to 705Sep 6, 2023 to Mar 25, 2024
- Corporate clients · 11 to 10Sep 6, 2023 to Mar 25, 2024
- HNW clients · 88 to 98Sep 6, 2023 to Mar 25, 2024
- Individual clients · 50 to 112Sep 6, 2023 to Mar 25, 2024
- Pension plan clients · 3 to 4Sep 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $317M to $433MSep 6, 2023 to Mar 25, 2024
- HNW RAUM · $267M to $388MSep 6, 2023 to Mar 25, 2024
- Individual RAUM · $41.8M to $27.4MSep 6, 2023 to Mar 25, 2024
- Pension RAUM · $3.1M to $6.8MSep 6, 2023 to Mar 25, 2024
- RAUM · $317M to $433MSep 6, 2023 to Mar 25, 2024
- Advisory employees · 5 to 4Apr 27, 2023 to Sep 6, 2023
- Employees · 5 to 4Apr 27, 2023 to Sep 6, 2023
- State-registered IARs · 5 to 4Apr 27, 2023 to Sep 6, 2023
- Advisory employees · 4 to 5Mar 21, 2023 to Apr 27, 2023
- Employees · 4 to 5Mar 21, 2023 to Apr 27, 2023
- State-registered IARs · 4 to 5Mar 21, 2023 to Apr 27, 2023
- Accounts · 660 to 651Mar 7, 2022 to Mar 21, 2023
- HNW clients · 106 to 88Mar 7, 2022 to Mar 21, 2023
- Individual clients · 113 to 50Mar 7, 2022 to Mar 21, 2023
Signals
5 dated events
- Clare Market Investments, Llc reported RAUM $556.0M, up 29% from $432.6M (2024-03-25 to 2025-02-11)Feb 11, 2025 · RAUM change · derived
- Clare Market Investments, Llc reported RAUM $432.6M, up 36% from $317.1M (2023-09-06 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Ridha Durrani left Clare Market Investments, Llc for Voya Retirement Advisors, Llc (registered 2023-12-14)Sep 6, 2023 · Advisor changed firm · fact
- Clare Market Investments, Llc reported RAUM $370.2M, up 61% from $229.6M (2020-05-26 to 2021-03-05)Mar 5, 2021 · RAUM change · derived
- Clare Market Investments, Llc filed its initial SEC registration (Form ADV)Jan 2, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@claremarket.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-659-1019reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/9194525?TRK=TYAH&TRKINFO=CLICKEDVERTICAreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CLAREMARKET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866.659.1019reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- CLAREMARKET.COM/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $159Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026