DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edgar Allen Thomas
Feed of 09/14/2026
Also filed as Allen Thomas
At current firm
1 y
since May 2, 2025
In the industry
27 y
since May 8, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Tucker Asset Management LLC independent RIA currentsince May 2, 2025 · Winter Haven, Fl
- Compound Planning, Inc. independent RIASep 26, 2022 to May 6, 2025 · New York, Ny
- Claraphi Advisory Network, LLC independent RIAAug 24, 2016 to Dec 6, 2022 · Lakeland, Fl
- Calton & Associates, Inc. independent RIAAug 28, 2013 to Jul 29, 2016 · Winter Haven, Fl
- Cl Wealth Management, LLC formerMar 18, 2013 to Aug 23, 2013 · New York, Ny
- Brookstone Investment Advisory Services formerSep 10, 2009 to Jun 20, 2012 · New York, Ny
- Ingram Advisory Services, LLC independent RIAJan 4, 2006 to Aug 21, 2009 · Winter Haven, Fl
- Investors Capital Advisory formerJan 25, 2005 to Aug 12, 2009 · Winter Haven, Fl
- Eastern Point Advisors Inc. unclassifiedJun 10, 1999 to Dec 31, 2004 · Winter Haven, Fl
Moves
a registration end followed by a registration begin elsewhere
- Compound Planning, Inc. to Tucker Asset Management LLCleft May 6, 2025, registered May 2, 2025 (-4 days) · RIA to RIA
- Claraphi Advisory Network, LLC to Compound Planning, Inc.left Dec 6, 2022, registered Sep 26, 2022 (-71 days) · RIA to RIA · moved with a team
- Calton & Associates, Inc. to Claraphi Advisory Network, LLCleft Jul 29, 2016, registered Aug 24, 2016 (26 days) · Other
- Cl Wealth Management, LLC to Calton & Associates, Inc.left Aug 23, 2013, registered Aug 28, 2013 (5 days) · Other
- Brookstone Investment Advisory Services to Cl Wealth Management, LLCleft Jun 20, 2012, registered Mar 18, 2013 (271 days) · Other
- Ingram Advisory Services, LLC to Brookstone Investment Advisory Servicesleft Aug 21, 2009, registered Sep 10, 2009 (20 days) · Other
- Investors Capital Advisory to Ingram Advisory Services, LLCleft Aug 12, 2009, registered Jan 4, 2006 (-1316 days) · Other
- Eastern Point Advisors Inc. to Investors Capital Advisoryleft Dec 31, 2004, registered Jan 25, 2005 (25 days) · corporate re-registration, not a move
Signals
- Edgar Allen Thomas left Compound Planning, Inc. for Tucker Asset Management Llc (registered 2025-05-02)May 6, 2025 · Advisor changed firm · fact
- Edgar Allen Thomas left Claraphi Advisory Network, Llc for Compound Planning, Inc. (registered 2022-09-26)Dec 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address