DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC ADVISORY SERVICES, LLC
SOUTH JORDAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | SOUTH JORDAN, UT | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Oct 16, 2020 | Nov 8, 2024 | no | SOUTH JORDAN, UT | Previous registration |
| VERUS CAPITAL PARTNERS, LLC | Independent wealth | Oct 6, 2017 | Oct 16, 2020 | no | South Jordan, UT|SOUTH JORDAN, UT | Previous registration |
| KEELER THOMAS MANAGEMENT LLC | Independent wealth | Dec 20, 2006 | Oct 5, 2017 | no | OREM, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| VERUS CAPITAL PARTNERS, LLC | ARBOR POINT ADVISORS | Oct 16, 2020 | Oct 16, 2020 | 0 | Firm change | RIA to ibd |
| KEELER THOMAS MANAGEMENT LLC | VERUS CAPITAL PARTNERS, LLC | Oct 5, 2017 | Oct 6, 2017 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151568:165127:UT:2020-10-16 | Oct 16, 2020 | Oct 16, 2020 | SOUTH JORDAN, UT | Firm change |