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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Raymond V Hayes

Advisor at VOYA FINANCIAL ADVISORS, INC.

Houston, TX | WINDSOR, CT

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Search this name across graphsid dfx:ria:a530ef11-f459-a2be-cef8-2929ec335e46

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 27, 2003
First registration: Jul 29, 2003
Dual registered: yes, broker-dealer
Other names: (JR) RAYMOND V HAYES|RAYMOND V HAYES|RAYMOND V HAYES JR|RAYMOND V HAYES|Raymond V Hayes|Raymond Hayes
IAPD individual key: 2770186

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 12, 2022	n/a	yes	Houston, TX\|WINDSOR, CT	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 11, 2020	Jul 1, 2022	no	AUSTIN, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Apr 11, 2019	Nov 9, 2020	no	HOUSTON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 19, 2017	Mar 4, 2019	no	HOUSTON, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Oct 22, 2015	Jul 17, 2017	no	ATLANTA, GA	Previous registration
ATRA VIR CAPITAL	n/a	Nov 13, 2009	Dec 31, 2014	no	ATLANTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 29, 2006	Dec 16, 2008	no	ATLANTA, GA	Previous registration
STANFORD GROUP COMPANY	n/a	Jun 26, 2006	Aug 25, 2006	no	ATLANTA, GA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 24, 2003	Apr 7, 2004	no	ATLANTA, GA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 29, 2003	Aug 22, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	VOYA FINANCIAL ADVISORS, INC.	Jul 1, 2022	Aug 12, 2022	42	Firm change	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	KESTRA ADVISORY SERVICES, LLC	Nov 9, 2020	Nov 11, 2020	2	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	NEXT FINANCIAL GROUP, INC.	Mar 4, 2019	Apr 11, 2019	38	Firm change	Ibd to RIA
FSC SECURITIES CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 17, 2017	Jul 19, 2017	2	Firm change	Other
ATRA VIR CAPITAL	FSC SECURITIES CORPORATION	Dec 31, 2014	Oct 22, 2015	295	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	ATRA VIR CAPITAL	Dec 16, 2008	Nov 13, 2009	332	Firm change	Other
STANFORD GROUP COMPANY	CITIGROUP GLOBAL MARKETS INC.	Aug 25, 2006	Nov 29, 2006	96	Firm change	Other
EQUITABLE ADVISORS, LLC	STANFORD GROUP COMPANY	Apr 7, 2004	Jun 26, 2006	810	Firm change after gap	Other
TD AMERITRADE, INC.	EQUITABLE ADVISORS, LLC	Aug 22, 2003	Oct 24, 2003	63	Firm change	Other

Relationships

Registered with (10)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Aug 12, 2022 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 11, 2020 to Jul 1, 2022factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 11, 2019 to Nov 9, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 19, 2017 to Mar 4, 2019factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 22, 2015 to Jul 17, 2017factForm ADV
→ ATRA VIR CAPITALRegistered adviserregistration: previous registration
Nov 13, 2009 to Dec 31, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 29, 2006 to Dec 16, 2008factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Jun 26, 2006 to Aug 25, 2006factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 24, 2003 to Apr 7, 2004factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 29, 2003 to Aug 22, 2003factForm ADV

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
Raymond V Hayes left Kestra Advisory Services, Llc for Voya Financial Advisors, Inc. (registered 2022-08-12)
Form ADVobserved 6 days ago