DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A••• A••••••

E•• P•••••• W••••• M••••••••• ••••••••• C••••mixed wealthMiami, Fl dual registrantIAPD 6227932

Feed of 09/14/2026

Also filed as Mike A••••••

At current firm

2 y

since Sep 19, 2023

In the industry

13 y

since Dec 18, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• M••••••••• U•• L•• state registered current
since Sep 11, 2024 · Miami, Fl
E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealth current
since Sep 19, 2023 · Miami, Fl
A•••••• I••••••••• L•• state registered
Aug 20, 2026 to Sep 3, 2026 · Cooper City, Fl
C••••••• • C••• I••• former
Mar 2, 2021 to Feb 22, 2022 · Malden, Ma
K••••• I••••••••• A••••••• I••• former
Nov 21, 2019 to Oct 9, 2020 · Fort Lauderdale, Fl
K••••• A•••••••• I••• BD affiliated
May 17, 2018 to Oct 9, 2020 · Ft. Lauderdale, Fl
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 27, 2017 to Nov 30, 2017 · Ft Lauderdale, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Jan 17, 2017 to Sep 7, 2017 · Fort Lauderdale, Fl
S••••• F•••••••• G•••• I•• former
Apr 25, 2016 to Jan 4, 2017 · Boca Raton, Fl
K••••• A•••••••• I••• BD affiliated
Apr 10, 2015 to Feb 19, 2016 · Ft. Lauderdale, Fl
K•••••••• W••••• M••••••••• L•• independent RIA
Jul 30, 2013 to Dec 5, 2013 · Plantation, Fl

Moves

a registration end followed by a registration begin elsewhere

A•••••• I••••••••• L•• to no registered destination
left Sep 3, 2026 · Departure, no registered destination
C••••••• • C••• I••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••
left Feb 22, 2022, registered Sep 19, 2023 (574 days) · Affiliated broker-dealer or bank to independent RIA
K••••• A•••••••• I••• to K••••• I••••••••• A••••••• I•••
left Oct 9, 2020, registered Nov 21, 2019 (-323 days) · Other
K••••• I••••••••• A••••••• I••• to C••••••• • C••• I•••
left Oct 9, 2020, registered Mar 2, 2021 (144 days) · RIA to affiliated broker-dealer or bank
N••••••••• M••••• I••••••••• S••••••••• to K••••• A•••••••• I•••
left Nov 30, 2017, registered May 17, 2018 (168 days) · Other
T••••• A••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Sep 7, 2017, registered Sep 27, 2017 (20 days) · Other
S••••• F•••••••• G•••• I•• to T••••• A••••••• S•••••••• I•••
left Jan 4, 2017, registered Jan 17, 2017 (13 days) · Other
K••••• A•••••••• I••• to S••••• F•••••••• G•••• I••
left Feb 19, 2016, registered Apr 25, 2016 (66 days) · Other
K•••••••• W••••• M••••••••• L•• to K••••• A•••••••• I•••
left Dec 5, 2013, registered Apr 10, 2015 (491 days) · Other

Signals

M•••••• A••• A•••••• no longer registered at A•••••• I••••••••• L••; no later IA registration on IAPD
Sep 3, 2026 · Advisor departure · fact
M•••••• A••• A•••••• left C••••••• • C••• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2023-09-19)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address