DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vectorglobal Iag, Inc.

Former SEC-registered adviserMiami, FloridaCRD 147129SEC 801-110128websiteIAPD
Latest filing Mar 20, 2026
First filing on the tape Mar 3, 2017 · 57 filings
SEC status approved since Mar 17, 2017
RAUM
$1.6B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
66%
$1.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
27 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$1.6B as of Mar 20, 2026
Jan 31, 2018$209M then
HNW client RAUM$657M as of Mar 20, 2026
Jan 31, 2018$93.6M then
State-registered IARs (5.B.3)8 as of Mar 20, 2026
Jan 31, 20186 then
Employees (5.A)27 as of Mar 20, 2026
Jan 31, 20186 then
Private funds: no history
RAUM -3.6% over the last fiscal year+15% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
RAUM per advisor
$204MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
150derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$942,889derivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.4derivedItem 5.A over advisors
Advisors per office
2.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-3.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-20%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$657M40%
  • Corporations and businesses$554M34%
  • Individuals$417M26%
Individual clients
755reported
HNW clients
448reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,730reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
8 left, 0 joined in 12 months
net -8 in 12 months4 left in 90 days0 joined in 90 days10 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Enrique Carlos Gadala-Maria · President & Chief Executive Officercontrol
    since 04/2008 · owns less than 5%
  • Lourdes Consuelo Garza Laguera De Romo · Shareholdercontrol
    since 11/2011 · owns 25% to 50% of Vector Casa De Bolsa, S.A. De C.V.
  • Lourdes Consuelo Garza Laguera De Romo · Shareholdercontrol
    since 11/2011 · owns 75% or more of Plenus, S.A. De C.V.
  • Manuel Juan De Los Reyes Cordova · Head Of Asset Management
    since 08/2023 · owns less than 5%
  • Ricardo Genaro Immediato · Cfo
    since 09/2022 · owns less than 5%
  • Santiago Santos · Chief Compliance Officer
    since 03/2015 · owns less than 5%
Entity owners
  • Vectorglobal Family Office Inc. · Sole Shareholder
    direct · owns 75% or more
  • Vector Casa De Bolsa, S.A. De C.V. · Sole Shareholder
    indirect · owns 75% or more of Vectormex International, Inc.
  • Vectormex International, Inc. · Shareholder
    indirect · owns 75% or more of Vectorglobal Family Office Inc.
  • Plenus, S.A. De C.V. · Shareholder
    indirect · owns 25% to 50% of Vector Casa De Bolsa, S.A. De C.V.
Related persons
Schedule D 7.A
Advisers that list Vectorglobal Iag, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Houston, Tx001
Miami, Fl · principal007
Offices
Schedule D 1.F, the 25 largest
  • Houston, TX2 employees
  • San Diego, CA1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,833 to 1,730
    Feb 12, 2026 to Mar 20, 2026
  • Advisory employees · 25 to 27
    Feb 12, 2026 to Mar 20, 2026
  • BD registered reps · 25 to 26
    Feb 12, 2026 to Mar 20, 2026
  • Corporate clients · 321 to 318
    Feb 12, 2026 to Mar 20, 2026
  • HNW clients · 783 to 448
    Feb 12, 2026 to Mar 20, 2026
  • Individual clients · 719 to 755
    Feb 12, 2026 to Mar 20, 2026
  • Employees · 30 to 27
    Feb 12, 2026 to Mar 20, 2026
  • Discretionary RAUM · $1.5B to $1.4B
    Feb 12, 2026 to Mar 20, 2026
  • HNW RAUM · $684M to $657M
    Feb 12, 2026 to Mar 20, 2026
  • Individual RAUM · $323M to $417M
    Feb 12, 2026 to Mar 20, 2026
  • Non-discretionary RAUM · $231M to $236M
    Feb 12, 2026 to Mar 20, 2026
  • RAUM · $1.7B to $1.6B
    Feb 12, 2026 to Mar 20, 2026
  • Financial planning clients · 0 to 0
    Aug 18, 2025 to Sep 5, 2025
  • Accounts · 1,650 to 1,833
    Jan 28, 2025 to Mar 4, 2025
  • Corporate clients · 273 to 321
    Jan 28, 2025 to Mar 4, 2025
  • HNW clients · 741 to 783
    Jan 28, 2025 to Mar 4, 2025
  • Individual clients · 625 to 719
    Jan 28, 2025 to Mar 4, 2025
  • Discretionary RAUM · $1.2B to $1.5B
    Jan 28, 2025 to Mar 4, 2025
  • HNW RAUM · $608M to $684M
    Jan 28, 2025 to Mar 4, 2025
  • Individual RAUM · $228M to $323M
    Jan 28, 2025 to Mar 4, 2025
  • Non-discretionary RAUM · $221M to $231M
    Jan 28, 2025 to Mar 4, 2025
  • RAUM · $1.4B to $1.7B
    Jan 28, 2025 to Mar 4, 2025
  • Accounts · 1,523 to 1,650
    Dec 14, 2023 to Mar 13, 2024
  • Advisory employees · 15 to 25
    Dec 14, 2023 to Mar 13, 2024
  • BD registered reps · 13 to 25
    Dec 14, 2023 to Mar 13, 2024
  • Charity clients · 1.0 to unset
    Dec 14, 2023 to Mar 13, 2024
  • Corporate clients · 243 to 273
    Dec 14, 2023 to Mar 13, 2024
  • HNW clients · 559 to 741
    Dec 14, 2023 to Mar 13, 2024
  • Individual clients · 548 to 625
    Dec 14, 2023 to Mar 13, 2024
  • Employees · 15 to 30
    Dec 14, 2023 to Mar 13, 2024
  • State-registered IARs · 14 to 8
    Dec 14, 2023 to Mar 13, 2024
  • Discretionary RAUM · $907M to $1.2B
    Dec 14, 2023 to Mar 13, 2024
  • HNW RAUM · $456M to $608M
    Dec 14, 2023 to Mar 13, 2024
  • Individual RAUM · $198M to $228M
    Dec 14, 2023 to Mar 13, 2024
  • Non-discretionary RAUM · $159M to $221M
    Dec 14, 2023 to Mar 13, 2024
  • RAUM · $1.1B to $1.4B
    Dec 14, 2023 to Mar 13, 2024
  • Accounts · 1,425 to 1,523
    Jul 25, 2022 to Mar 21, 2023
  • Advisory employees · 13 to 15
    Jul 25, 2022 to Mar 21, 2023
  • BD registered reps · 14 to 13
    Jul 25, 2022 to Mar 21, 2023
  • Charity clients · unset to 1.0
    Jul 25, 2022 to Mar 21, 2023
Signals
23 dated events
  • Vectorglobal Iag, Inc. no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $1.6B)
    Jul 1, 2026 · Left the SEC roster · derived
  • Carlos Enrique Gadala-Maria left Vectorglobal Iag, Inc. for Seaview Investment Managers Llc (registered 2026-06-17)
    Jun 26, 2026 · Advisor changed firm · fact
  • Juan Carlos Sanchez Costes left Vectorglobal Iag, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2026-04-22)
    Jun 26, 2026 · Advisor changed firm · fact
  • Vectorglobal Iag, Inc.'s advisors moved to Seaview Investment Managers LLC (Miami, FL): 3 of 4 registered, on the same day
    Jun 26, 2026 · Firm absorbed (people side) · derived
  • Claudia Maria De La Paz Batlle left Vectorglobal Iag, Inc. for Seaview Investment Managers Llc (registered 2019-07-23)
    Jun 26, 2026 · Advisor changed firm · fact
  • Eduardo Luis Arriaga left Vectorglobal Iag, Inc. for Seaview Investment Managers Llc (registered 2021-05-07)
    Jun 26, 2026 · Advisor changed firm · fact
  • Lorenzo Matias Guzman left Vectorglobal Iag, Inc. for Seaview Investment Managers Llc (registered 2025-10-22)
    Jun 2, 2026 · Advisor changed firm · fact
  • Andrea Constanza Daniela Narbona Letelier left Vectorglobal Iag, Inc. for Insigneo Advisory Services, Llc (registered 2026-03-12)
    Mar 23, 2026 · Advisor changed firm · fact
  • Michael Ricciardi left Vectorglobal Iag, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2026-01-14)
    Jan 7, 2026 · Advisor changed firm · fact
  • Isaac Isaias Gomez Wolf left Vectorglobal Iag, Inc. for Invex Advisors Llc (registered 2026-01-26)
    Jan 7, 2026 · Advisor changed firm · fact
  • Alberto Valdes left Vectorglobal Iag, Inc. for Insigneo Advisory Services, Llc (registered 2025-08-11)
    Aug 26, 2025 · Advisor changed firm · fact
  • Carlos Schwarz Kleyman left Vectorglobal Iag, Inc. for Seaview Investment Managers Llc (registered 2025-09-18)
    Aug 12, 2025 · Advisor changed firm · fact
  • 2 advisors left Morgan Stanley (Beverly Hills, CA) for Vectorglobal Iag, Inc. within 13 days
    Nov 5, 2024 · Team lift-out · derived
  • Maria De La Paz Claudia Batlle (Head Of Asset Management) no longer on Schedule A of Vectorglobal Iag, Inc. (listed 2023-12-14, absent 2024-03-13)
    Mar 13, 2024 · Control person left · inference
  • Vectorglobal Iag, Inc. reported RAUM $1.4B, up 30% from $1.1B (2023-12-14 to 2024-03-13)
    Mar 13, 2024 · RAUM change · derived
  • Luis M Fernandez left Vectorglobal Iag, Inc. for Wells Fargo Advisors (registered 2023-03-28)
    Mar 23, 2023 · Advisor changed firm · fact
  • Felix D Paganelli left Vectorglobal Iag, Inc. for Morgan Stanley (registered 2022-10-17)
    Oct 3, 2022 · Advisor changed firm · fact
  • Vectorglobal Iag, Inc. reported RAUM $1.2B, up 46% from $788.6M (2021-12-08 to 2022-03-11)
    Mar 11, 2022 · RAUM change · derived
  • Vectorglobal Iag, Inc. reported RAUM $788.6M, up 36% from $581.4M (2020-12-03 to 2021-03-10)
    Mar 10, 2021 · RAUM change · derived
  • Lourdes Consuelo Garza Laguera De Romo (Shareholder) appeared on Schedule A of Vectorglobal Iag, Inc.
    Sep 30, 2020 · Control person joined · fact
  • Vectorglobal Iag, Inc. reported RAUM $581.4M, up 70% from $342.0M (2019-02-28 to 2020-03-12)
    Mar 12, 2020 · RAUM change · derived
  • Vectorglobal Iag, Inc. reported RAUM $342.0M, up 63% from $209.3M (2018-09-06 to 2019-02-28)
    Feb 28, 2019 · RAUM change · derived
  • Vectorglobal Iag, Inc. filed its initial SEC registration (Form ADV)
    Mar 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Vectorglobal Iag, Inc. is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…