DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• P•••••• M•••••

I•••••••• W••••• M•••••••••state registeredSarasota, FlIA-onlyIAPD 5678613

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Norm Mcevoy

At current firm

0 y

since Jan 1, 2026

In the industry

15 y

since Sep 2, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••••• W••••• M••••••••• state registered current
since Jan 1, 2026 · Sarasota, Fl
S•••••• P•••••••• L•• independent RIA
Sep 15, 2025 to Nov 4, 2025 · O••••, Ne
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Sep 23, 2025 · Holmes Beach, Fl
S••••••••• A•••••• A•••••••• I••• former
Jan 3, 2023 to Jun 14, 2024 · Holmes Beach, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 8, 2022 to Sep 28, 2022 · Tampa, Fl
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Mar 27, 2015 to Jun 22, 2016 · Sarasota, Fl
W••••••• F•••••••• S•••••••• I••• former
Aug 16, 2013 to Dec 13, 2013 · Sarasota, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 11, 2011 to Dec 20, 2012 · Sarasota, Fl
T• A••••••••• I••• former
Sep 7, 2011 to Dec 20, 2012 · O••••, Ne

Moves

a registration end followed by a registration begin elsewhere

S•••••• P•••••••• L•• to I•••••••• W••••• M•••••••••
left Nov 4, 2025, registered Jan 1, 2026 (58 days) · RIA to a state-registered adviser
O•••• W•••••• I••• to S•••••• P•••••••• L••
left Sep 23, 2025, registered Sep 15, 2025 (-8 days) · Affiliated broker-dealer or bank to independent RIA
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Sep 28, 2022, registered Jan 3, 2023 (97 days) · Affiliated broker-dealer or bank to another
M••••• O• O•••• I••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Jun 22, 2016, registered Sep 8, 2022 (2269 days) · Other
W••••••• F•••••••• S•••••••• I••• to M••••• O• O•••• I••••••• S•••••••• I•••
left Dec 13, 2013, registered Mar 27, 2015 (469 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Dec 20, 2012, registered Aug 16, 2013 (239 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 20, 2012, registered Oct 11, 2011 (-436 days) · channel change inside one enterprise, not a move

Signals

N••••• P•••••• M••••• left S•••••• P•••••••• L•• for I•••••••• W••••• M••••••••• (registered 2026-01-01)
Nov 4, 2025 · Advisor changed firm · fact
N••••• P•••••• M••••• left O•••• W•••••• I••• for S•••••• P•••••••• L•• (registered 2025-09-15)
Sep 23, 2025 · Advisor changed firm · fact
N••••• P•••••• M••••• left A••••••••• F•••••••• S•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2023-01-03)
Sep 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address