DFX Intelligence
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Reading the graph
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Advisor at M••••••• P••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••• P••••••• L•• | Independent wealth | Apr 15, 2015 | n/a | yes | BOYNE CITY, MI|CLEVELAND, OH|CLEVELAND, OH|Boyne City, MI | Current employment |
| O•••••• C•••••• A•••••••• L•• | Independent wealth | Apr 21, 2010 | Dec 1, 2016 | no | TRAVERSE CITY, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••••• C•••••• A•••••••• L•• | M••••••• P••••••• L•• | Dec 1, 2016 | Apr 15, 2015 | -596 | Firm change after gap | Other |
| P••••• I••••••••• M••••••••• L•• | O•••••• C•••••• A•••••••• L•• | Oct 6, 2008 | Apr 21, 2010 |
| P••••• I••••••••• M••••••••• L•• | Asset manager | Sep 29, 2008 | Oct 6, 2008 | no | BOSTON, MA | Previous registration |
| 562 |
| Firm change after gap |
| Other |