RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R•••••• M••••
- M••••••• P••••••• L•• independent RIA currentsince Apr 15, 2015 · Boyne City, Mi
- O•••••• C•••••• A•••••••• L•• independent RIAApr 21, 2010 to Dec 1, 2016 · Traverse City, Mi
- P••••• I••••••••• M••••••••• L•• asset managerSep 29, 2008 to Oct 6, 2008 · Boston, Ma
- O•••••• C•••••• A•••••••• L•• to M••••••• P••••••• L••left Dec 1, 2016, registered Apr 15, 2015 (-596 days) · Other
- P••••• I••••••••• M••••••••• L•• to O•••••• C•••••• A•••••••• L••left Oct 6, 2008, registered Apr 21, 2010 (562 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address