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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Erich Fradenburg

Advisor at LEIGH BALDWIN & CO., LLC

CAZENOVIA, NY

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Search this name across graphsid dfx:ria:ad8837d4-9bcb-1bb2-574a-e577e0d9e37b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEIGH BALDWIN & CO., LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Oct 13, 2011
First registration: Oct 17, 2011
Dual registered: yes, broker-dealer
Other names: ERICH P FRADENBURG|ERICH PAUL FRADENBURG|Erich Fradenburg
IAPD individual key: 5334520

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEIGH BALDWIN & CO., LLC	Independent wealth	Jul 23, 2025	n/a	yes	CAZENOVIA, NY	Current employment
CW ADVISORS, LLC	Independent wealth	Jan 3, 2022	Jul 22, 2025	no	BOSTON, MA	Previous registration
ALGORITHMIC INVESTMENT MODELS	Other adviser	Feb 25, 2020	Aug 24, 2020	no	BOSTON, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 14, 2018	Feb 12, 2020	no	STOUGHTON, MA\|STOUGHTON, MA\|BOSTON, MA\|SHARON, MA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 17, 2011	May 25, 2018	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CW ADVISORS, LLC	LEIGH BALDWIN & CO., LLC	Jul 22, 2025	Jul 23, 2025	1	Firm change	RIA to RIA
ALGORITHMIC INVESTMENT MODELS	CW ADVISORS, LLC	Aug 24, 2020	Jan 3, 2022	497	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ALGORITHMIC INVESTMENT MODELS	Feb 12, 2020	Feb 25, 2020	13	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 25, 2018	Jun 14, 2018	20	Firm change	Other

Relationships

Registered with (5)

→ LEIGH BALDWIN & CO., LLCRegistered adviserregistration: current employment
Jul 23, 2025 to presentfactForm ADV
→ CW ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 3, 2022 to Jul 22, 2025factForm ADV
→ ALGORITHMIC INVESTMENT MODELSRegistered adviserregistration: previous registration
Feb 25, 2020 to Aug 24, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 14, 2018 to Feb 12, 2020factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 17, 2011 to May 25, 2018factForm ADV

Dated events

Occurred
Jul 22, 2025
Advisor changed firm
Erich Fradenburg left Cw Advisors, Llc for Leigh Baldwin & Co., Llc (registered 2025-07-23)
Form ADVobserved 6 days ago