DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Edward Mitchell
Feed of 09/14/2026
Also filed as Michael E Mitchell
At current firm
4 y
since Nov 19, 2021
In the industry
19 y
since Mar 12, 2007 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Greenup Street Wealth Management LLC independent RIA currentsince Nov 19, 2021 · Overland Park, Ks
- Spotlight Asset Group formerMay 8, 2017 to Sep 11, 2020 · Oakbrook Terrace, Il
- Creative Planning independent RIAOct 1, 2013 to May 8, 2017 · Wheaton, Il
- Wealthquest Corporation independent RIAMay 23, 2013 to Nov 13, 2013 · Cincinnati, Oh
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Mar 4, 2013 · Wilmette, Il
- Chase Investment Services Corp. formerDec 20, 2011 to Oct 1, 2012 · Wilmette, Il
- Td Ameritrade, Inc. formerJun 28, 2010 to Oct 4, 2011 · Chicago, Il
- Td Ameritrade Investment Management, LLC formerJun 28, 2010 to Oct 4, 2011 · Chicago, Il
- Strategic Advisers LLC national BDSep 17, 2007 to Jun 24, 2010 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- Spotlight Asset Group to Greenup Street Wealth Management LLCleft Sep 11, 2020, registered Nov 19, 2021 (434 days) · RIA to RIA
- Creative Planning to Spotlight Asset Groupleft May 8, 2017, registered May 8, 2017 (0 days) · Other
- Wealthquest Corporation to Creative Planningleft Nov 13, 2013, registered Oct 1, 2013 (-43 days) · Other
- J.P. Morgan Securities LLC to Wealthquest Corporationleft Mar 4, 2013, registered May 23, 2013 (80 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Chase Investment Services Corp.left Oct 4, 2011, registered Dec 20, 2011 (77 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Oct 4, 2011, registered Jun 28, 2010 (-463 days) · channel change inside one enterprise, not a move
- Strategic Advisers LLC to Td Ameritrade Investment Management, LLCleft Jun 24, 2010, registered Jun 28, 2010 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address