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RIA / WealthAdvisor19 years in industry

CHRISTOPHER SEAN COX

Advisor at PORTSIDE WEALTH GROUP, LLC

San Jose, CA | PROVO, UT

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Search this name across graphsid dfx:ria:b0b9ae8d-9b8d-7ef1-1e44-20dc90670386

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PORTSIDE WEALTH GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 29, 2006
First registration: Mar 27, 2008
Dual registered: no
IAPD individual key: 5267373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PORTSIDE WEALTH GROUP, LLC	Independent wealth	May 22, 2024	n/a	yes	PROVO, UT\|San Jose, CA	Current employment
BAKER TILLY WEALTH MANAGEMENT, LLC	Mixed wealth	Apr 9, 2021	Apr 22, 2024	no	Mountain View, CA	Previous registration
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Oct 1, 2019	Mar 12, 2021	no	San Jose, CA\|FOLSOM, CA	Previous registration
SIENA WEALTH MANAGEMENT, INC.	Former SEC adviser	Mar 5, 2014	Nov 6, 2019	no	SAN JOSE, CA	Previous registration
FOOTHILL SECURITIES, INC.	Former SEC adviser	Feb 2, 2009	Feb 3, 2014	no	Santa Clara, CA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Mar 27, 2008	Dec 1, 2008	no	HALF MOON BAY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BAKER TILLY WEALTH MANAGEMENT, LLC	PORTSIDE WEALTH GROUP, LLC	Apr 22, 2024	May 22, 2024	30	Firm change	RIA to RIA
ALLWORTH FINANCIAL, L.P.	BAKER TILLY WEALTH MANAGEMENT, LLC	Mar 12, 2021	Apr 9, 2021	28	Firm change	RIA to RIA
SIENA WEALTH MANAGEMENT, INC.	ALLWORTH FINANCIAL, L.P.	Nov 6, 2019	Oct 1, 2019	-36	Firm change after gap	RIA to RIA
FOOTHILL SECURITIES, INC.	SIENA WEALTH MANAGEMENT, INC.	Feb 3, 2014	Mar 5, 2014	30	Firm change	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	FOOTHILL SECURITIES, INC.	Dec 1, 2008	Feb 2, 2009	63	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167811:325175:CA:2024-04-22	Apr 22, 2024	May 22, 2024	MOUNTAIN VIEW, CA	Firm change

Relationships

Registered with (6)

→ PORTSIDE WEALTH GROUP, LLCRegistered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ BAKER TILLY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 9, 2021 to Apr 22, 2024factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Oct 1, 2019 to Mar 12, 2021factForm ADV
→ SIENA WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 5, 2014 to Nov 6, 2019factForm ADV
→ FOOTHILL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 2, 2009 to Feb 3, 2014factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 27, 2008 to Dec 1, 2008factForm ADV

Dated events

Occurred
Apr 22, 2024
Advisor changed firm
Christopher Sean Cox left Baker Tilly Wealth Management, Llc for Portside Wealth Group, Llc (registered 2024-05-22)
Form ADVobserved 5 days ago