DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Sean Cox
Feed of 09/14/2026
At current firm
2 y
since May 22, 2024
In the industry
19 y
since Dec 29, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Portside Wealth Group, LLC independent RIA currentsince May 22, 2024 · Provo, Ut
- Baker Tilly Wealth Management, LLC mixed wealthApr 9, 2021 to Apr 22, 2024 · Mountain View, Ca
- Allworth Financial, L.P. BD affiliatedOct 1, 2019 to Mar 12, 2021 · San Jose, Ca
- Siena Wealth Management, Inc. formerMar 5, 2014 to Nov 6, 2019 · San Jose, Ca
- Foothill Securities, Inc. formerFeb 2, 2009 to Feb 3, 2014 · Santa Clara, Ca
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedMar 27, 2008 to Dec 1, 2008 · Half Moon Bay, Ca
Moves
a registration end followed by a registration begin elsewhere
- Baker Tilly Wealth Management, LLC to Portside Wealth Group, LLCleft Apr 22, 2024, registered May 22, 2024 (30 days) · RIA to RIA · moved with a team
- Allworth Financial, L.P. to Baker Tilly Wealth Management, LLCleft Mar 12, 2021, registered Apr 9, 2021 (28 days) · RIA to RIA
- Siena Wealth Management, Inc. to Allworth Financial, L.P.left Nov 6, 2019, registered Oct 1, 2019 (-36 days) · RIA to RIA
- Foothill Securities, Inc. to Siena Wealth Management, Inc.left Feb 3, 2014, registered Mar 5, 2014 (30 days) · Other
- Berthel Fisher & Company Financial Services, Inc. to Foothill Securities, Inc.left Dec 1, 2008, registered Feb 2, 2009 (63 days) · Other
Signals
- Christopher Sean Cox left Baker Tilly Wealth Management, Llc for Portside Wealth Group, Llc (registered 2024-05-22)Apr 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address