DFX Intelligence

R••••• B••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R••••• B••••••• S•••••

Advisor at S••••••••• F•••••••• G••••• L••

WORMLEYSBURG, PA

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Search this name across graphsid dfx:ria:b12f4c40-d9fc-0093-1a5a-cefa47a677a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• G••••• L••	Independent wealth	Jan 2, 2024	n/a	yes	WORMLEYSBURG, PA	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 4, 2018	Dec 31, 2023	no	Doylestown, PA\|ATLANTA, GA\|Northfield, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	S••••••••• F•••••••• G••••• L••	Dec 31, 2023	Jan 2, 2024	2	Firm change	Ibd to new firm
G•••• V••••• A•••••• G••••• L••	O•••• A••••••• S•••••••• L••	Mar 13, 2018	Jun 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:70:PA:2015-10-22	Oct 22, 2015	Oct 22, 2015	FAIRLESS HILLS, PA	Firm change

Relationships

Registered with (6)

→ S••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 4, 2018 to Dec 31, 2023factForm ADV
→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 21, 2017 to Mar 13, 2018factForm ADV
→ B•• S••••••••• I•••

Dated events

Occurred
Dec 31, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b12f4c40-d9fc-0093-1a5a-cefa47a677a2
First observed: Oct 19, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.