RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••••• S•••••
- S••••••••• F•••••••• G••••• L•• independent RIA currentsince Jan 2, 2024 · Wormleysburg, Pa
- O•••• A••••••• S•••••••• L•• BD affiliatedJun 4, 2018 to Dec 31, 2023 · Doylestown, Pa
- G•••• V••••• A•••••• G••••• L•• independent RIADec 21, 2017 to Mar 13, 2018 · Doylestown, Pa
- B•• S••••••••• I••• independent RIAOct 22, 2015 to Dec 26, 2017 · Newtown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 25, 2012 to Oct 22, 2015 · Morrisville, Pa
- M••••• S•••••• wirehouseOct 19, 2011 to Nov 6, 2012 · Doylestown, Pa
- O•••• A••••••• S•••••••• L•• to S••••••••• F•••••••• G••••• L••left Dec 31, 2023, registered Jan 2, 2024 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser
- G•••• V••••• A•••••• G••••• L•• to O•••• A••••••• S•••••••• L••left Mar 13, 2018, registered Jun 4, 2018 (83 days) · Other
- B•• S••••••••• I••• to G•••• V••••• A•••••• G••••• L••left Dec 26, 2017, registered Dec 21, 2017 (-5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•• S••••••••• I•••left Oct 22, 2015, registered Oct 22, 2015 (0 days) · Other · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 6, 2012, registered Oct 25, 2012 (-12 days) · Wirehouse to wirehouse
- R••••• B••••••• S••••• left O•••• A••••••• S•••••••• L•• for S••••••••• F•••••••• G••••• L•• (registered 2024-01-02)Dec 31, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address