DFX Intelligence

C•••• D••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

C•••• D••••• P••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

CHICAGO, IL | STUART, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1de43e8-be57-5297-8880-9accdb088573

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: May 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Aug 19, 2024	n/a	yes	STUART, FL\|CHICAGO, IL	Current employment
N••••• W••••• P•••••••	Independent wealth	Jun 25, 2024	Sep 18, 2024	no	Stuart, FL\|BONITA SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• W••••• L••	N••••• W••••• P•••••••	Sep 30, 2024	Jun 25, 2024	-97	Firm change after gap	RIA to new firm
N••••• W••••• P•••••••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Sep 18, 2024	Aug 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
322130:330316:SC:2024-09-30	Sep 30, 2024	Jun 25, 2024	MOUNT PLEASANT, SC	Firm change after gap
330316:111135:FL:2024-09-18	Sep 18, 2024	Aug 19, 2024	BONITA SPRINGS, FL	Firm change
150040:322130:FL:2023-08-04	Aug 4, 2023	Aug 29, 2023	N•••••, FL	Firm change
281234:150040:FL:2020-12-31	Dec 31, 2020	Mar 11, 2021

Relationships

Registered with (7)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ I•••••• W••••• L••Registered adviserregistration: previous registration
Jun 24, 2024 to Sep 30, 2024factForm ADV
→ N••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 25, 2024 to Sep 18, 2024factForm ADV
→ L•••••• W••••• M••••••••• L••

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
C•••• D••••• P•••• left I•••••• W••••• L•• for N••••• W••••• P••••••• (registered 2024-06-25)
Form ADVobserved 7 days ago
Occurred
Sep 18, 2024
Advisor changed firm
C•••• D••••• P•••• left N••••• W••••• P••••••• for M•••••• F•••••••• I••••••••• M••••••••• I••• (registered 2024-08-19)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2023
Advisor changed firm
C•••• D••••• P•••• left L•••••• W••••• M••••••••• L•• for I•••••• W••••• L•• (registered 2023-08-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1de43e8-be57-5297-8880-9accdb088573
First observed: May 15, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.