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RIA / WealthAdvisor15 years in industry

James Preston Smith

Advisor at SIGNALUP WEALTH, LLC

FAYETTEVILLE, AR

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Search this name across graphsid dfx:ria:b291f5dc-19a7-c448-dbdc-f40dbebf6bf3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNALUP WEALTH, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jun 23, 2011
First registration: Apr 29, 2013
Dual registered: no
Other names: Preston Smith
IAPD individual key: 5867918

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNALUP WEALTH, LLC	State registered	Jan 22, 2025	n/a	yes	FAYETTEVILLE, AR	Current employment
Farther	Independent wealth	Jan 13, 2025	Jan 21, 2025	no	SAN FRANCISCO, CA\|Fayettville, AR	Previous registration
SIGNALPOINT ASSET MANAGEMENT LLC	Former SEC adviser	May 17, 2019	Jan 7, 2025	no	Fayetteville, AR\|SPRINGFIELD, MO\|Fayetteville, AR	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2018	May 29, 2019	no	Fayetteville, AR	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jan 12, 2015	Sep 25, 2018	no	SAN ANTONIO, TX\|LITTLE ROCK, AR\|Fayetteville, AR\|BENTONVILLE, AR\|LITTLE ROCK, AR\|SAN ANTONIO, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Mar 6, 2015	no	LITTLE ROCK, AR	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Apr 29, 2013	Jan 21, 2014	no	LITTLE ROCK, AR\|ST CLOUD, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Farther	SIGNALUP WEALTH, LLC	Jan 21, 2025	Jan 22, 2025	1	Firm change	RIA to state RIA
SIGNALPOINT ASSET MANAGEMENT LLC	Farther	Jan 7, 2025	Jan 13, 2025	6	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	SIGNALPOINT ASSET MANAGEMENT LLC	May 29, 2019	May 17, 2019	-12	Firm change	Ibd to RIA
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 25, 2018	Jun 22, 2018	-95	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	INVESTMENT PROFESSIONALS, INC.	Mar 6, 2015	Jan 12, 2015	-53	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other

Relationships

Registered with (7)

→ SIGNALUP WEALTH, LLCRegistered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ FARTHERRegistered adviserregistration: previous registration
Jan 13, 2025 to Jan 21, 2025factForm ADV
→ SIGNALPOINT ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 17, 2019 to Jan 7, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 22, 2018 to May 29, 2019factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Jan 12, 2015 to Sep 25, 2018factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Mar 6, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 29, 2013 to Jan 21, 2014factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
James Preston Smith left Farther for Signalup Wealth, Llc (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2025
Advisor changed firm
James Preston Smith left Signalpoint Asset Management Llc for Farther (registered 2025-01-13)
Form ADVobserved 4 days ago